New Mexico Administrative Code
Title 16 - OCCUPATIONAL AND PROFESSIONAL LICENSING
Chapter 39 - ENGINEERING AND SURVEYING PRACTITIONERS
Part 8 - CODE OF PROFESSIONAL CONDUCT-ENGINEERING AND SURVEYING
Section 16.39.8.9 - RULES OF PROFESSIONAL CONDUCT
Universal Citation: 16 NM Admin Code 16.39.8.9
Current through Register Vol. 35, No. 18, September 24, 2024
A. The protection of the public safety, health, welfare and property in the performance of professional duties.
(1)
Perform those duties in conformance with accepted engineering and surveying
practices.
(2) Notify their
employer or client and such other authority as may be appropriate of any
instance in which their professional judgment is overruled under circumstances
endangering the public safety, health, welfare or property.
(3) Approve and seal only those engineering
and surveying documents which conform to applicable engineering and surveying
standards.
(4) Shall not reveal
privileged or confidential facts, data or information without prior consent of
the client or employer except as authorized or required by law or this
code.
(5) Refuse to associate in a
business venture with any person or firm whom they may have reason to believe
is engaging in fraudulent or dishonest business or professional practices as an
engineer or surveyor and refuse to use or permit the use of their name or firm
in connection with any such business venture.
(6) Inform the board of any violation of this
code. Cooperate with the board in furnishing information or assistance as may
be requested by the board in matters concerning violations.
(7) Shall not assist or participate in the
unlawful practice of engineering and surveying by a person or firm.
B. Specialization and the performance of services only in specific areas of competence.
(1) Licensees shall undertake assignments
only when qualified by education, experience or examination in the specific
technical fields of engineering or surveying involved.
(2) Licensees shall not affix their
signatures or seals to any plans or documents dealing with subject matter in
which they lack competency, nor to any such plan or documents not prepared
under their responsible charge.
(3)
Licensees may accept an assignment when the total work involves technical
fields beyond those in which they are qualified, providing their services are
limited to those phases in which they are qualified and that the phases in
which they are not qualified are performed by licensees who are properly
qualified. In this instance, each qualified licensee will sign and seal the
documents for their phase of the assignment.
C. The issuance of public statements.
(1) Licensees shall be objective and truthful
in professional reports, statements or testimony. A professional report or
professional opinion issued by or under the responsible charge of a licensee
shall not contain any intentionally false, misleading or deceitful statements
or testimony. Any report, statement or testimony by a licensee shall contain
all relevant and pertinent information as required by accepted engineering or
surveying principles.
(2) If a
licensee issues statements on technical matters in his or her capacity as a
professional engineer or professional surveyor on behalf of an interested
party, the licensee must expressly preface his or her remarks by identifying
said interested party and by revealing the existence and nature of any interest
the licensee may have in the matter.
(3) A licensee who is competent in the
subject matter may express publicly technical opinions that are found upon
knowledge of the facts.
D. Professional relationships with employer or client.
(1) Licensees shall act in
professional matters for each employer or client to avoid conflicts of
interest. Licensees shall disclose all known or potential conflicts of interest
to their employers or clients by promptly informing them of any business
association, interest or other circumstances which could reasonably be expected
to influence their judgment or the quality of their services.
(2) Licensees shall not accept compensation,
financial or otherwise, from more than one party for services on the same
project, unless the circumstances are fully disclosed to, and agreed to, by all
interested parties.
(3) Licensees
shall not solicit or accept any gratuity, material favor, or any valuable
consideration, directly or indirectly, from contractors, their agents, servants
or employees or from any other party dealing with his client or employer in
connection with any project for which he is performing or has contracted to
perform engineering or surveying services. (The phrase "valuable consideration"
is defined to mean any act, article, money or other material possession which
is of such value or proportion that its acceptance creates a clandestine
obligation on the part of the receiver or otherwise compromises his ability to
exercise his own judgment.)
(4)
Licensees in public service as a member or employee of a governmental body,
agency or department shall not participate, directly or indirectly in
deliberations or actions which would constitute a conflict of interest with
respect to services offered or provided by him, his associates, or the
licensee's business entity to such governmental body, agency or
department.
(5) Licensees shall not
solicit or accept a professional contract from a governmental body on which a
principal or officer of their business entity serves as a member, except upon
public disclosure of all pertinent facts and circumstances and consent of
appropriate public authority.
(6)
Licensees shall not reveal privileged or confidential facts, data or
information obtained in a professional capacity without prior consent of the
client or employer except:
(a) As provided in
Paragraphs (2) and (6) of Subsection A of 16.39.8.9 NMAC.
(b) As authorized or required by
law.
(c) Any document that is a
matter of public record by virtue of it being on file with a public
agency.
(d) Any fact, data or
information which is clearly the property of the engineer or
surveyor.
E. Solicitation of professional employment.
(1)
Licensees shall not falsify or permit misrepresentation of their, or their
associates' academic or professional qualifications. They shall not
misrepresent or exaggerate their degree of responsibility in or for the subject
matter of prior assignments. Brochures or other representations incident to the
solicitation of employment shall not misrepresent pertinent facts concerning
employers, employees, associates, joint ventures or past accomplishments with
the intent and purpose of enhancing their qualifications and their
work.
(2) Licensees shall not
offer, give, solicit or receive, either directly or indirectly, any commission,
gift, or other valuable consideration in order to secure or influence the award
of work and shall not make any political contribution in an amount intended to
influence the award of a contract by public authority, and which may be
reasonably construed by the public as having the effect or intent to influence
the award of a contract.
F. Avoiding conduct or practice that deceives the public.
(1) Licensees shall avoid the use
of a statement containing a material misrepresentation of a fact or omitting a
material fact.
(2) Consistent with
the foregoing, licensees may prepare articles for the lay or technical press,
but such articles shall not imply credit to the author for work performed by
others.
G. Interaction with other licensees.
(1) Licensees shall not
attempt to injure, maliciously or falsely, directly or indirectly, the
professional reputation, prospects, practice or employment of other
licensees.
(2) Licensees in private
practice shall not review the work of another licensee for the same client,
except with the knowledge of such licensees, or unless the connection of such
licensee with the work has been terminated.
(3) Licensees in governmental, industrial, or
educational employment are entitled to review and evaluate the work of other
licensees when so required by their employment duties.
Disclaimer: These regulations may not be the most recent version. New Mexico may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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