New Mexico Administrative Code
Title 13 - INSURANCE
Chapter 9 - LIFE INSURANCE AND ANNUITIES
Part 2 - SALES OF LIFE INSURANCE, ENDOWMENTS OR ANNUITY CONTRACTS CONCURRENT WITH SALES OF MUTUAL FUNDS OR OTHER SECURITIES
Section 13.9.2.15 - DUAL LICENSE REQUIRED
Universal Citation: 13 NM Admin Code 13.9.2.15
Current through Register Vol. 35, No. 6, March 26, 2024
No person shall solicit an offer to buy or solicit the sale of life insurance, endowments or annuity contracts concurrent with a sale of shares of a mutual fund or other security unless the person is licensed as a life insurance agent in accordance with the provisions of Section 59A-11-1 et seq. and Section 59A-12-1 et seq NMSA 1978. and is also licensed to sell securities by the chief of the securities bureau of the financial institutions division of the regulation and licensing department.
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