New Mexico Administrative Code
Title 13 - INSURANCE
Chapter 3 - INSURANCE SECURITIES
Part 6 - LICENSING OF INSURANCE SECURITIES SALESPERSONS
Section 13.3.6.2 - SCOPE
Universal Citation: 13 NM Admin Code 13.3.6.2
Current through Register Vol. 35, No. 6, March 26, 2024
This rule applies to any person who solicits subscription to or purchase of any securities covered by a securities permit issued under the Sale of Insurance Securities Law. This rule does not apply to the extent its provisions are preempted by the Capital Markets Efficiency Act of 1996, P.L. 104-290, Section 101 et seq.
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