New Mexico Administrative Code
Title 13 - INSURANCE
Chapter 3 - INSURANCE SECURITIES
Part 3 - STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Section 13.3.3.15 - STATEMENT OF AMOUNTS OF SECURITIES
Universal Citation: 13 NM Admin Code 13.3.3.15
Current through Register Vol. 35, No. 18, September 24, 2024
In stating the amount of the securities acquired, disposed of, or beneficially owned, give the face amount of debt securities or the number of shares or other units of other securities. In the case of securities owned indirectly, i.e., through a partnership, corporation, trust or other entity, the entire amount of securities involved in the transaction or owned by the partnership, corporation, trust, or other entity shall be stated. The person whose ownership is reported may, if he so desires, also indicate in a footnote, or other appropriate manner, the extent of his interest in the transaction or holdings of the partnership, corporation, trust or other entity.
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