New Mexico Administrative Code
Title 13 - INSURANCE
Chapter 3 - INSURANCE SECURITIES
Part 3 - STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Section 13.3.3.12 - TRANSACTIONS AND HOLDINGS TO BE REPORTED
Universal Citation: 13 NM Admin Code 13.3.3.12
Current through Register Vol. 35, No. 18, September 24, 2024
Every transaction shall be reported even though purchases and sales during the month are equal or the change involves only the nature of ownership; for example, from direct to indirect ownership. Beneficial ownership at the end of the month of all classes of securities required to be reported shall be shown even though there has been no change during the month in the ownership of securities of one or more classes.
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