New Mexico Administrative Code
Title 13 - INSURANCE
Chapter 3 - INSURANCE SECURITIES
Part 2 - INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Section 13.3.2.14 - NATURE OF OWNERSHIP
Universal Citation: 13 NM Admin Code 13.3.2.14
Current through Register Vol. 35, No. 6, March 26, 2024
Under "nature of ownership", state whether ownership of the securities is "direct" or "indirect". If the ownership is indirect, i.e., through a partnership, corporation, trust or other entity, indicate, in a footnote or other appropriate manner, the name or identity of the medium through which the securities are indirectly owned. The fact that securities are held in the name of a broker or other nominee does not, of itself, constitute indirect ownership. Securities owned indirectly shall be reported on separate lines from those owned directly and also from those owned through a different type of indirect ownership.
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