New Mexico Administrative Code
Title 12 - TRADE, COMMERCE AND BANKING
Chapter 3 - BUSINESS ASSOCIATIONS
Part 1 - GENERAL PROVISIONS
Section 12.3.1.11 - INCOMPLETE FILINGS

Universal Citation: 12 NM Admin Code 12.3.1.11

Current through Register Vol. 35, No. 18, September 24, 2024

A. Criteria. A filing will be considered incomplete if:

(1) it is unsigned;

(2) it omits any information required by law or commission rule or order;

(3) it is not submitted on a commission-prescribed form and a form is required for that purpose;

(4) it is not accompanied by the appropriate filing fee, paid as required by 12.3.1.14 NMAC; or

(5) the commission determines the filing is otherwise insufficient.

B. Return of incomplete filings. The director shall return an incomplete filing with a statement indicating the nature of the insufficiency to:

(1) the address on any cover letter included with the form or document;

(2) if no cover letter was included, then to the return address on the envelope in which the document or form was received;

(3) if no cover letter or envelope return address were included, then to the address on any check delivered with the form or document for filing; and

(4) if none of the above were included, then to any other address in the file for the entity involved.

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