New Mexico Administrative Code
Title 12 - TRADE, COMMERCE AND BANKING
Chapter 11 - SECURITIES
Part 6 - INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES RECORDS
Section 12.11.6.11 - EXEMPTION FOR PRINCIPAL PLACE OF BUSINESS IN ANOTHER STATE
Universal Citation: 12 NM Admin Code 12.11.6.11
Current through Register Vol. 35, No. 18, September 24, 2024
Every investment adviser that has its principal place of business in a state other than New Mexico shall be exempt from the requirements of this section, provided the investment adviser is licensed or registered in such state and is in compliance with such state's recordkeeping requirements.
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