New Mexico Administrative Code
Title 12 - TRADE, COMMERCE AND BANKING
Chapter 11 - SECURITIES
Part 6 - INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES RECORDS
Section 12.11.6.10 - DIRECTOR MAY ORDER EXEMPTION
Universal Citation: 12 NM Admin Code 12.11.6.10
Current through Register Vol. 35, No. 18, September 24, 2024
The director may by order exempt any investment adviser from all or part of the requirements of this section, either unconditionally or upon specified conditions, if by reason of the special nature of its business, the director finds that issuance of the order is necessary or appropriate in the public interest or for the protection of investors.
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