New Mexico Administrative Code
Title 12 - TRADE, COMMERCE AND BANKING
Chapter 11 - SECURITIES
Part 5 - INVESTMENT ADVISERS, INVESTMENT ADVISER REPRESENTATIVES AND FEDERAL COVERED ADVISERS
Section 12.11.5.21 - NOT COMPLETED AND WITHDRAWN APPLICATIONS
Universal Citation: 12 NM Admin Code 12.11.5.21
Current through Register Vol. 35, No. 18, September 24, 2024
Any application for registration that is not completed or withdrawn within six months from the date it is initially received may be deemed materially incomplete and the director may issue an order denying the application.
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