New Mexico Administrative Code
Title 12 - TRADE, COMMERCE AND BANKING
Chapter 11 - SECURITIES
Part 5 - INVESTMENT ADVISERS, INVESTMENT ADVISER REPRESENTATIVES AND FEDERAL COVERED ADVISERS
Section 12.11.5.17 - PROFESSIONAL DESIGNATION WAIVERS
Universal Citation: 12 NM Admin Code 12.11.5.17
Current through Register Vol. 35, No. 18, September 24, 2024
The examination requirements of sections 12.11.5.14 NMAC and 12.11.5.18 NMAC shall not apply to an individual who currently holds at least one of the following professional designations:
A. chartered financial analyst certification (CFA);
B. chartered investment counselor certification (CIC);
C. certified financial planner designation (CFP);
D. chartered financial consultant certification (ChFC); or
E. certified public accountant with a personal financial specialist designation (PFS).
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