New Mexico Administrative Code
Title 12 - TRADE, COMMERCE AND BANKING
Chapter 11 - SECURITIES
Part 17 - USE OF SENIOR-SPECIFIC CERTIFICATIONS AND PROFESSIONAL DESIGNATIONS
Section 12.11.17.2 - SCOPE
Universal Citation: 12 NM Admin Code 12.11.17.2
Current through Register Vol. 35, No. 18, September 24, 2024
All persons that engage in providing advice as to value of or the advisability of investing in, purchasing or selling securities.
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