New Mexico Administrative Code
Title 12 - TRADE, COMMERCE AND BANKING
Chapter 11 - SECURITIES
Part 14 - NOTICE FILINGS FOR OFFERINGS OF COVERED SECURITIES
Section 12.11.14.2 - SCOPE
Universal Citation: 12 NM Admin Code 12.11.14.2
Current through Register Vol. 35, No. 18, September 24, 2024
All persons, whether natural or legal entities, that transact business in the state of New Mexico as a broker-dealer, an investment adviser, or an issuer of securities, and their representatives and agents.
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