New Mexico Administrative Code
Title 12 - TRADE, COMMERCE AND BANKING
Chapter 11 - SECURITIES
Part 14 - NOTICE FILINGS FOR OFFERINGS OF COVERED SECURITIES
Section 12.11.14.10 - INDUSTRIAL REVENUE BONDS
Universal Citation: 12 NM Admin Code 12.11.14.10
Current through Register Vol. 35, No. 18, September 24, 2024
Municipal securities which are covered securities pursuant to Section 18(b)(4)(C) of the Securities Act of 1933 shall file a notice prior to any offer or sale of such security in this state on form U-1, uniform application to register securities, unless the securities meet the requirements of the exemption pursuant to Section 58-13C-201 A. The form U-1 shall be stamped "notice filing" and shall be accompanied by the appropriate fee calculated pursuant to Section 58-13C-305 B, which shall be based on the amount estimated to be sold in this state.
Disclaimer: These regulations may not be the most recent version. New Mexico may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
This site is protected by reCAPTCHA and the Google
Privacy Policy and
Terms of Service apply.
