New Mexico Administrative Code
Title 12 - TRADE, COMMERCE AND BANKING
Chapter 11 - SECURITIES
Part 13 - UNIFORM LIMITED OFFERING EXEMPTION
Section 12.11.13.12 - EXEMPTION NOT AVAILABLE
Universal Citation: 12 NM Admin Code 12.11.13.12
Current through Register Vol. 35, No. 18, September 24, 2024
In view of the objective of this rule and the purposes and policies underlying the New Mexico Uniform Securities Act, the exemption is not available to any issuer with respect to any transaction which, although in technical compliance with this rule, is part of a plan or scheme to evade registration or the conditions or limitations explicitly stated in this rule.
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