New Mexico Administrative Code
Title 12 - TRADE, COMMERCE AND BANKING
Chapter 11 - SECURITIES
Part 13 - UNIFORM LIMITED OFFERING EXEMPTION
- Section 12.11.13.1 - ISSUING AGENCY
- Section 12.11.13.2 - SCOPE
- Section 12.11.13.3 - STATUTORY AUTHORITY
- Section 12.11.13.4 - DURATION
- Section 12.11.13.5 - EFFECTIVE DATE
- Section 12.11.13.6 - OBJECTIVE
- Section 12.11.13.7 - DEFINITIONS
- Section 12.11.13.8 - UNIFORM LIMITED OFFERING EXEMPTION
- Section 12.11.13.9 - NOTICE
- Section 12.11.13.10 - SUITABILITY
- Section 12.11.13.11 - ADEQUATE DISCLOSURE
- Section 12.11.13.12 - EXEMPTION NOT AVAILABLE
- Section 12.11.13.13 - KNOW-YOUR-CUSTOMER STANDARDS
- Section 12.11.13.14 - EXEMPTION AVAILABLE ONLY TO ISSUERS
- Section 12.11.13.15 - AVAILABILITY OF OTHER EXEMPTIONS
- Section 12.11.13.16 - DIRECTOR'S DISCRETION
- Section 12.11.13.17 - CITATION
Current through Register Vol. 35, No. 18, September 24, 2024
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