New Mexico Administrative Code
Title 12 - TRADE, COMMERCE AND BANKING
Chapter 11 - SECURITIES
Part 12 - EXEMPT TRANSACTIONS
- Section 12.11.12.1 - ISSUING AGENCY
- Section 12.11.12.2 - SCOPE
- Section 12.11.12.3 - STATUTORY AUTHORITY
- Section 12.11.12.4 - DURATION
- Section 12.11.12.5 - EFFECTIVE DATE
- Section 12.11.12.6 - OBJECTIVE
- Section 12.11.12.7 - DEFINITIONS
- Section 12.11.12.8 - SECTION 58-13C-202A - ISOLATED NON-ISSUER TRANSACTIONS
- Section 12.11.12.9 - SECTION 58-13C-202B(4) - MANUAL OR ELECTRONICALLY AVAILABLE INFORMATION EXEMPTION
- Section 12.11.12.10 - SECTION 58-13C-202K-TRANSACTIONS IN SECURED DEBT INSTRUMENTS
- Section 12.11.12.11 - SECTION 58-13C-202X - SMALL OFFERINGS BY ISSUERS WITH LOCAL OPERATIONS
- Section 12.11.12.12 - SECTION 58-13C-202Y - LIMITED OFFERING EXEMPTION
- Section 12.11.12.13 - SECTION 58-13C-202O - EXISTING SECURITY HOLDERS EXEMPTION
- Section 12.11.12.14 - SECTION 58-13C-202N - SALES TO TEN OR FEWER PURCHASERS
- Section 12.11.12.15 - SECTION 58-13C-202U - EMPLOYEE BENEFIT PLANS
- Section 12.11.12.16 - SECTION 58-13C-202CC - TRANSACTIONS INVOLVING INTERESTS IN OIL, GAS AND MINING RIGHTS
- Section 12.11.12.17 - SECTION 58-13C-203 - TRANSACTIONS INVOLVING SECURITIES OF AN INVESTMENT CLUB
- Section 12.11.12.18 - SECTION 58-13C-203 WORLD-CLASS SECURITIES EXEMPTION
- Section 12.11.12.19 - SECTION 58-13C-203- ACCREDITED INVESTOR EXEMPTION
- Section 12.11.12.20 - USE OF ADVERTISEMENT OR PUBLIC SOLICITATION
- Section 12.11.12.21 - CONFIRMATION OF FILING
- Section 12.11.12.22 - SECTION 58-13C-203- OFFERS OF SECURITIES ON THE INTERNET
- Section 12.11.12.23 - SECTION 58-13C-203- OFFERS AND SALES OF SECURITIES BY EXEMPT CANADIAN BROKER-DEALERS AND AGENTS
Current through Register Vol. 35, No. 18, September 24, 2024
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