New Mexico Administrative Code
Title 12 - TRADE, COMMERCE AND BANKING
Chapter 11 - SECURITIES
Part 10 - SMALL COMPANY OFFERING REGISTRATION (SCOR)
Section 12.11.10.15 - DELIVERY OF DISCLOSURE DOCUMENT
Universal Citation: 12 NM Admin Code 12.11.10.15
Current through Register Vol. 35, No. 18, September 24, 2024
The disclosure document and any supplements thereto must be delivered to each investor before the earliest of any of the following events:
(a) any order is accepted;
(b) any subscription agreement is signed; or
(c) any part of the purchase price is received. The foregoing information shall not be delivered to any investor prior to the effective date of the registration.
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