New Jersey Administrative Code
Title 3 - BANKING
Chapter 12 - REGISTRAR AND TRANSFER AGENTS
Subchapter 5 - PREMISES AND RECORDS
Section 3:12-5.7 - Transfer transaction journal
Universal Citation: NJ Admin Code 3:12-5.7
Current through Register Vol. 56, No. 18, September 16, 2024
A qualified corporation acting as a transfer agent shall, based on the volume of transactions, periodically, but at least once in a 12-month period, provide the corporate issuer with a copy of the corporate issuer's transfer transaction journal.
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