New Jersey Administrative Code
Title 3 - BANKING
Chapter 12 - REGISTRAR AND TRANSFER AGENTS
Subchapter 5 - PREMISES AND RECORDS
Section 3:12-5.4 - Safekeeping; stock certificates
Universal Citation: NJ Admin Code 3:12-5.4
Current through Register Vol. 56, No. 6, March 18, 2024
(a) A qualified corporation acting as a transfer agent shall provide safekeeping facilities for undeliverable stock certificates.
(b) A record of all items held in safekeeping shall be maintained and such record shall reflect the following minimum information:
1. The name and last known address of the beneficial owner;
2. The name of the corporate issuer; and
3. The certificate number, number of shares and the date each stock certificate was placed in safekeeping facilities.
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