New Jersey Administrative Code
Title 3 - BANKING
Chapter 12 - REGISTRAR AND TRANSFER AGENTS
Subchapter 3 - CAPITAL REQUIREMENTS
Section 3:12-3.2 - Restriction on new accounts for deficient capitalization
Universal Citation: NJ Admin Code 3:12-3.2
Current through Register Vol. 56, No. 18, September 16, 2024
A qualified corporation which does not meet the minimum capitalization as required by this chapter shall not enter into a service agreement or contract with a corporate issuer to act as a registrar, transfer agent or fiscal agent. Renewals of existing contracts or agreements are not subject to this regulation.
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