Current through Register Vol. 56, No. 18, September 16, 2024
(a) Prior to operating or commencing solicitation
activities in this State a charitable organization, except those exempt from
registration pursuant to
N.J.A.C.
13:48-3.3 or those qualified to file a short form
pursuant to N.J.A.C. 13:48-4, shall file a long form registration statement with the
Attorney General.
(b) Information
required for the initial and renewal long form registration statement shall include
the following:
1. The name of the charitable
organization and any other name or names under which it intends to solicit
contributions in this State;
2. The
purposes for which the charitable organization has been organized as stated in the
charitable organization's charter, articles of organization, agreement of
association, instrument of trust, constitution or other organizational instrument or
bylaws;
3. The name, street address and
telephone number of each officer, director and trustee and each principal salaried
executive staff employee;
4. A statement
whether any officer, director, trustee or principal salaried executive staff
employee has been adjudged liable in an administrative or civil action involving
theft, fraud, or deceptive business practices, or convicted in a criminal action,
involving theft, fraud, or deceptive business practices. For purposes of this
paragraph:
i. A plea of guilty, non vult, nolo
contendere or any similar disposition of alleged criminal activity shall be deemed a
conviction;
ii. "Each principal salaried
executive staff employee" shall be limited to no more than the five most highly
compensated employees in the organization; and
iii. A judgment of liability in an administrative
or civil action shall include, but not be limited to, any finding or admission that
the officer, director, trustee or principal salaried executive staff employee
engaged in an unlawful practice or practices related to the solicitation of
contributions or the administration of charitable assets, regardless of whether that
finding was made in the context of an injunction, a proceeding resulting in the
denial, suspension or revocation of an organization's registration, consented to in
an assurance of voluntary compliance or any similar order or legal agreement with
any state or Federal agency;
5. A complete copy of the charitable
organization's most recent Internal Revenue Service filings including, but not
limited to, Form 990, Form 990EZ, Form 990PF, and Form 990T (with schedule A) if the
organization filed any one or more of these forms during the most recent fiscal year
being reported. All schedules and statements shall be included, except for Schedule
B;
6. A clear description of the
specific programs and charitable purpose for which contributions will be used and a
statement whether such programs are planned or are in existence;
7. A statement disclosing whether, and giving
pertinent information about, any of the charitable organization's above-listed
officers, directors, trustees or principal salaried executive staff employees who:
i. Are related by blood, marriage or adoption to
each other or to any officers, agents or employees of any fund raising counsel or
independent paid fund raiser under contract to the charitable organization; are
related by blood, marriage or adoption to any chief executive, employee; to any
other employee of the charitable organization with a direct financial interest in
the transaction; to any partner, proprietor, director, officer or trustee of the
charitable organization; or to any shareholder of the charitable organization with
more than a two percent interest in any supplier or vendor providing goods or
services to the charitable organization and, if so, the name and business and home
address and telephone number of each related party; or
ii. Have a financial interest in any activity
engaged in by a fund raising counsel or independent paid fund raiser under contract
to the charitable organization or any supplier or vendor providing goods or services
to the charitable organization and, if so, the name and business address and
telephone number of each interested party;
8. The amount of any grant or financial assistance
from any agency of government in its preceding fiscal year;
9. A statement setting forth the place where and
the date when the charitable organization was legally established and the form of
the organization;
10. The principal
street address and telephone number of the organization and the street address and
telephone number of each office in this State, unless the organization does not
maintain an office in this State, in which case the name and street address of the
individual having custody of its financial records pertaining to operations or
solicitations in this State shall be disclosed;
11. The name, street address and telephone number
of each affiliate which shares in the contributions or other revenue raised in this
State;
12. The date when the charitable
organization's fiscal year ends;
13. A
statement whether:
i. The charitable organization
is authorized by any other state to solicit contributions and, if so, a listing of
the states in which authorization has been obtained;
ii. The charitable organization is or has ever
been enjoined or ordered to cease and desist in any jurisdiction from soliciting
contributions or has been found to have engaged in unlawful practices in the
solicitation of contributions or the administration of charitable assets together
with a listing of all such jurisdictions;
iii. The organization's registration has been
denied, suspended or revoked by any jurisdiction, together with a listing of those
jurisdictions and the reasons for that denial, suspension or revocation;
and
iv. The organization has voluntarily
entered into an assurance of voluntary compliance agreement or any similar order or
legal agreement with any jurisdiction or Federal agency or officer with an
identification of the jurisdiction or Federal agency or officer;
14. Whether the organization intends to
solicit contributions from the general public and the dates of any solicitation
campaign or charitable sales promotion conducted in whole or in part on its behalf
during the fiscal year;
15. A statement
setting forth the charitable organization's tax exempt status along with copies of
Federal or State tax exemption determination or exemption ruling letters and a copy
of the Internal Revenue Form 1023 filed by the charitable organization and the
Internal Revenue Service Determination Letter;
16. Photocopies of any and all written
documentation (such as a court order, administrative order, judgment, formal notice,
or written assurance) supporting an affirmative response to (b)4 and 13ii, iii and
iv above; and
17. Any other information
as may be requested of the applicant.
(c) A charitable organization may incorporate by
reference any information reported by the organization on Internal Revenue Service
Form 990, Form 990EZ, Form 990PF, and Form 990T (with Schedule A).
(d) Upon initial registration only, every
charitable organization required to file a long form registration shall include a
copy of the charitable organization's charter, articles of organization, agreement
of association, instrument of trust, constitution or other organizational instrument
and bylaws.
(e) All long form
registrations shall be signed by two authorized officers, including the chief fiscal
officer of the organization, who shall certify that all information contained in the
registration statement is correct.
(f)
In addition to the information required in (b) through (e) above, a parent
organization filing registrations for local units shall include in its initial
registration and renewal statement the information required by N.J.A.C.
13:48-6.