New Jersey Administrative Code
Title 13 - LAW AND PUBLIC SAFETY
Chapter 47A - BUREAU OF SECURITIES
Subchapter 8 - PENALTY
Section 13:47A-8.1 - Assessment
Universal Citation: NJ Admin Code 13:47A-8.1
Current through Register Vol. 56, No. 18, September 16, 2024
A registrant who fails to file with the Bureau or the CRD or IARD (as limited by 13:47A-7.8) any information required by 13:47A-1.9 (change of status), or any fee, annual report, financial report or statement as required by the Uniform Securities Law (1997) or the rules promulgated thereunder, within the time prescribed by the Law and the rules, may be subject to civil or administrative action, including monetary penalties or other available remedies at law.
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