New Jersey Administrative Code
Title 13 - LAW AND PUBLIC SAFETY
Chapter 47A - BUREAU OF SECURITIES
Subchapter 7 - MISCELLANEOUS
Section 13:47A-7.4 - Prospectus defined
Universal Citation: NJ Admin Code 13:47A-7.4
Current through Register Vol. 56, No. 18, September 16, 2024
(a) The term "prospectus" as used in the administration of the Uniform Securities Law (1997) shall mean a selling circular distributed to prospective investors which in general shall contain:
1. A description of the
issuer's property and business;
2.
A description of the significant provisions of the security to be offered and
its relationship to the issuer's other capital securities;
3. Information concerning the management of
the issuer; and
4. Certified
financial statements.
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