New Jersey Administrative Code
Title 13 - LAW AND PUBLIC SAFETY
Chapter 47A - BUREAU OF SECURITIES
Subchapter 2 - INVESTMENT ADVISERS
Section 13:47A-2.8 - Application for successor
Universal Citation: NJ Admin Code 13:47A-2.8
Current through Register Vol. 56, No. 18, September 16, 2024
A registered investment adviser may file an application with the Bureau on the Uniform Application for Investment Adviser Registration, Form ADV, as set forth in 13:47A-11.2, for the registration of a successor. Such application shall be marked "SUCCESSOR APPLICATION" in the upper right-hand corner by the registrant for paper filings only. There is no filing fee for the successor application.
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