New Jersey Administrative Code
Title 13 - LAW AND PUBLIC SAFETY
Chapter 47A - BUREAU OF SECURITIES
Subchapter 2 - INVESTMENT ADVISERS
Section 13:47A-2.5 - Change of status; submission of form
Universal Citation: NJ Admin Code 13:47A-2.5
Current through Register Vol. 56, No. 18, September 16, 2024
A registered investment adviser who is registered with New Jersey via the IARD shall file an amendment within 30 days with the IARD on the amendment form prescribed by the IARD, or, for hardship cases, shall file directly with the Bureau a revised and updated Form ADV, so as to have a complete and current Form ADV on file with the Bureau, whenever there is any change to any information previously reported on the Form ADV. No filing fee is required for any amendment, unless the IARD prescribes otherwise.
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