New Jersey Administrative Code
Title 13 - LAW AND PUBLIC SAFETY
Chapter 47A - BUREAU OF SECURITIES
Subchapter 2 - INVESTMENT ADVISERS
- Section 13:47A-2.1 - Application for investment adviser registration
- Section 13:47A-2.2 - Capital requirements
- Section 13:47A-2.3 - Bonds
- Section 13:47A-2.4 - Cash or securities in lieu of bond
- Section 13:47A-2.5 - Change of status; submission of form
- Section 13:47A-2.6 - Maintenance of books and records
- Section 13:47A-2.6A - Repealed
- Section 13:47A-2.7 - Withdrawal of investment adviser registration
- Section 13:47A-2.8 - Application for successor
- Section 13:47A-2.9 - "Investment advisory services" defined
- Section 13:47A-2.10 - Performance fee compensation
- Section 13:47A-2.11 - Notice filing of Federally registered investment advisers
- Section 13:47A-2.12 - Supervision
- Section 13:47A-2.13 - Investment adviser brochure rule
- Section 13:47A-2.14 - NJ Bureau of Securities Investor Protection Information Form
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