New Jersey Administrative Code
Title 13 - LAW AND PUBLIC SAFETY
Chapter 2 - DIVISION OF ALCOHOLIC BEVERAGE CONTROL
Subchapter 19 - DISCIPLINARY PROCEEDINGS
Section 13:2-19.11 - Penalty Schedule, definition of violation, successive violations
Current through Register Vol. 56, No. 18, September 16, 2024
(a) This section sets forth penalties for violations of the Alcoholic Beverage Control Act, 33:1-1 et seq., or the rules or orders of the Director promulgated thereunder.
(b) The Director may suspend or revoke a license, even for a first violation.
(c) The term "violation" means each breach of duty or responsibility imposed by the Alcoholic Beverage Control Act or the rules or orders of the Director promulgated thereunder.
(d) Violations by each and every individual shall constitute a separate incident for purposes of calculating the number of violations.
(e) The term "concurrent violations" means violations that occur within the same 24 hour period. The penalties for concurrent violations shall generally be calculated based on the same level of violation, subject to the provisions of (g) below. Notwithstanding the foregoing, the Director may, in the Director's sole discretion, consider aggravating or mitigating circumstances in determining the penalty for each violation.
(f) The term "successive violations" means violations that occur outside of the same 24-hour period. The penalties for successive violations shall generally be calculated based upon the number of violations occurring within a two-year period from the date of disposition of any prior violation(s), subject to the provisions of (g) below. Notwithstanding the foregoing, the Director may, in the Director's sole discretion, consider aggravating or mitigating circumstances in determining the level of violation.
(g) The penalty for a second, third or fourth violation shall only be imposed if the licensee has been notified of the prior violation or violations, before the additional violation is charged. Such notice may be provided by service of a Notice of Charges or the receipt of a written notice from an investigating officer that a violation has occurred, which may be presented to the licensee or other employee at the licensed premises, or other reasonable form of notice. Notwithstanding the foregoing, if violations are discovered during an undercover operation, then no notice of any prior violation is necessary to impose the penalty for a second, third or fourth violation.
(h) The penalty schedule lists the most common violations and is not intended to be exhaustive. Therefore, a license may be suspended or revoked for a violation that is not set forth in the penalty schedule. In fixing the penalty for any such violation, the Director shall state in writing specific reasons for determining the penalty imposed.
(i) Penalty Schedule<1>
Statute, | Code | Description | First | Second | Third | Fourth |
Regulation or | Violation | Violation | Violation | Violation | ||
Bulletin Item | <2> | <2> | <2> | <2> | ||
33:1-25, | A & | Aiding and abetting | 10 | 20 | 30 | |
26, 31a and 52 | A | |||||
N.J.A.C. | ACTIV | Illegal activity on | 30 | 60 | 90 | Revocation |
N.J.A.C. 13:2-23.5(c) | the licensed premises | |||||
N.J.A.C. | ADV1 | Improper | 5 | 10 | 20 | |
13:2-24.1 0(a)1 -7 | advertising | |||||
N.J.A.C. | ADV2 | Improper | 5 | 10 | 20 | |
13:2-24.10(a)8 | cooperative | |||||
advertising | ||||||
N.J.A.C. | APP1 | Failure to provide | 1 | 3 | 5 | |
13:2-23.13(a)2 | a copy of the most | |||||
recent full | ||||||
application and/or | ||||||
current renewal | ||||||
application | ||||||
N.J.A.C. | BOOKS1 | Failure to have | 2 | 10 | 20 | |
13:2-23.32(a), (b) | true record or records | |||||
and (c), 24.1(c) and | of account available | |||||
(e) | on the licensed | |||||
premises, but produced | ||||||
within 7 business days | ||||||
of demand | ||||||
33:1-25 | APP2 | Failure to timely | 1 | 3 | 5 | |
and N.J.A.C. | notify of change in | |||||
13:2-2.14(a) | fact on the license | |||||
application | ||||||
33:1-25 | APP3 | Failure to notify | 1 | 3 | 5 | |
and N.J.A.C. | of corporate structure | |||||
13:2-2.14(b) | change | |||||
33:1-25 | APP4 | Failure to disclose | 10 | 20 | 30 | |
or false, misleading | ||||||
or inaccurate answer | ||||||
to a question on an | ||||||
application, which | ||||||
would not by itself | ||||||
result in a | ||||||
disqualification for | ||||||
licensure | ||||||
33:1-25 | APP5 | Failure to disclose | 45 | 90 | Revocation | |
or false, misleading | ||||||
or inaccurate answer | ||||||
to a question of | ||||||
material fact on an | ||||||
application | ||||||
33:1-26 | APP6 | Lease out of the | 45 | 90 | Revocation | |
license | ||||||
N.J.A.C. 13:2-23 | BOOKS1 | Failure to have | 2 | 10 | 20 | |
.32(a), (b) and (c), | true record or records | |||||
24.1(c) and (e) | of account available | |||||
on the licensed | ||||||
premises, but produced | ||||||
within 7 business days | ||||||
of demand | ||||||
N.J.A.C. | BOOKS2 | Failure to maintain | 30 | 60 | Revocation | |
13:2-23.32(a), (b), | true record or records | |||||
(c) and (d), 24.1(c) | of account or failure | |||||
and (e) | to produce true record | |||||
or records of account | ||||||
within seven business | ||||||
days of demand | ||||||
N.J.A.C. | BOT1A | Contaminated or low | 1 | 5 | 10 | |
13:2-23.15 or 23.23 | proof bottles (one to | |||||
five bottles) | ||||||
N.J.A.C. | BOT1B | Contaminated or low | 5 | 10 | 20 | |
13:2-23.15 or 23.23 | proof bottles (six or | |||||
more bottles) | ||||||
N.J.A.C. | BOT2 | Substitution of | 5 | 10 | 20 | |
13:2-23.19 | beverages | |||||
N.J.A.C. | BOT3 | Tampering/adulterated | 5 | 10 | 20 | |
N.J.A.C. | BOT4 | Substitution of Brands | 15 | 30 | 45 | Revocation |
13:2-23.19(b) | ||||||
N.J.A.C. | BOT5 | Marrying of Bottles | 5 | 10 | 15 | |
13:2-23.15(b) | of Alcohol | |||||
13:2-23.9(a) | alcohol | |||||
13:2-35.1 | BPP1 | Broad package | 10 | 30 | 60 | |
and 35.5 or 35.2 and | privilege violation | |||||
35.4 | (improper sale or | |||||
display) | ||||||
N.J.A.C. 13:2-35.1 | BPP2 | Broad package | 10 | 30 | 60 | |
and 35.2 | privilege violation | |||||
(insufficient | ||||||
equipment and/or bar) | ||||||
N.J.A.C. | BULK | Transfer of | 1 | 5 | 10 | |
13:2-23.12 | inventory without a | |||||
bulk permit | ||||||
N.J.A.C. | CERT | License certificate | 1 | 3 | 5 | |
13:2-23.13(a)1 | not conspicuously | |||||
displayed | ||||||
N.J.A.C. | CHECK | Return of an unpaid | 5 | 10 | 20 | |
13:2-23.33 | check to Division or | |||||
issuing authority | ||||||
(penalties will | ||||||
include original check | ||||||
amount and | ||||||
administrative costs) | ||||||
13:2-8.13 | CLUB1 | Advertising | 5 | 10 | 20 | |
availability of | ||||||
alcoholic beverages to | ||||||
the public | ||||||
13:2-8.8, | CLUB2 | Sale beyond the | 10 | 20 | 30 | |
9 and 11 | scope of the club | |||||
license, including, | ||||||
but not limited to, | ||||||
sale to non-member or | ||||||
social affair | ||||||
permittee | ||||||
13:2-26.1 | COOP1 | Purchase of | 10 | 20 | 30 | |
alcoholic beverages by | ||||||
a non-member | ||||||
N.J.A.C. 13:2-26.1 | COOP2 | Allowed a person | 10 | 20 | 30 | |
not qualified and/or | ||||||
minor permittee to | ||||||
order for member or | ||||||
employee of | ||||||
cooperative | ||||||
N.J.A.C. 13:2-26.1 | COOP3 | Allowed a purchase | 10 | 20 | 30 | |
by a non-member | ||||||
retailer under | ||||||
cooperative | ||||||
13:2-24.8 | COST | Sale of alcoholic | 15 | 30 | 45 | |
beverages below cost | ||||||
N.J.A.C. | C PL 1 | Sale of alcoholic | 15 | 30 | 45 | |
13:2-24.6(a)6 | beverages not listed | |||||
on a "Current Price | ||||||
List" | ||||||
N.J.A.C. | C PL 2 | Sale or acceptance | 15 | 30 | 45 | |
13:2-24.6(a)6 | of alcoholic beverages | |||||
upon terms other than | ||||||
set forth on a | ||||||
"Current Price List" | ||||||
N.J.A.C. | C PL 3 | Failure to maintain | 15 | 30 | 45 | |
13:2-24.6(a)1 and 2 | an "Historical Price | |||||
List" and "Marketing | ||||||
Manual" | ||||||
N.J.A.C. | C PL 4 | Failure to timely file | 1 | 10 | 15 | |
13:2-24.6(a)4 | "Current Price List" | |||||
13:2-24.4 | CRED1 | Wholesaler extended | 15 | 30 | 45 | |
credit to retailer on | ||||||
COD status | ||||||
N.J.A.C. 13:2-24.4 | CRED2 | Retailer received | 15 | 30 | 45 | |
credit from wholesaler | ||||||
while on COD status | ||||||
N.J.A.C. 13:2-24.1 | DISC1 | Terms of sale of | 15 | 30 | 45 | Revocation |
alcoholic beverages | ||||||
offered in | ||||||
discriminatory manner | ||||||
13:2-24.2 | DISC2 | Offers service to a | 15 | 30 | 45 | Revocation |
licensee in a | ||||||
discriminatory manner | ||||||
33:1-26 | DISQ1 | Employed a | 30 | 60 | 90 | Revocation |
and N.J.A.C. | criminally | |||||
13:2-14.5 | disqualified person | |||||
33:1-25, | DISQ2 | Criminally | Revocation | |||
26 | disqualified licensee | |||||
N.J.A.C. 13:2-24.4 | CRED1 | Wholesaler extended | 15 | 30 | 45 | |
credit to retailer on | ||||||
COD status | ||||||
N.J.A.C. 13:2-24.4 | CRED2 | Retailer received | 15 | 30 | 45 | |
credit from wholesaler | ||||||
while on COD status | ||||||
N.J.A.C. | E-141-A1 | Employees list not | 1 | 5 | 10 | |
13:2-23.13(a)3 | complete or available | |||||
on the licensed | ||||||
premises | ||||||
N.J.A.C. | E-141-A2 | Employees list not | 15 | 30 | 45 | |
13:2-23.13(a)3 | complete or available | |||||
on the licensed | ||||||
premises and | ||||||
criminally | ||||||
disqualified employee | ||||||
13:2-14.1 | EMIN | Employing a minor | 1 | 5 | 10 | |
and/or 14.2 | without a permit | |||||
N.J.A.C. | EPOL1 | Employed a law | 10 | 20 | 30 | |
13:2-23.31(b)2 i | enforcement officer | |||||
without approval | ||||||
33:1-26.1 | EPOL2 | Employed a law | 15 | 30 | 45 | Revocation |
enforcement officer in | ||||||
jurisdiction where law | ||||||
enforcement officer | ||||||
serves | ||||||
N.J.A.C. | ESOL | Employment of a | 15 | 30 | 45 | Revocation |
13:2-23:25 | solicitor by a | |||||
retailer | ||||||
33:1-12a | FETAL | Failure to display | 1 | 3 | 5 | |
Fetal Alcoholic | ||||||
Syndrome warning | ||||||
poster | ||||||
2A:40-1; | GAMB1 | Failure to notify | 5 | 10 | 20 | |
13:2-23.7(c) | of placement of | |||||
approved video game | ||||||
within 48 hours of | ||||||
placement | ||||||
N.J.A.C. | GAMB2 | Raffling of sealed | 5 | 10 | 20 | |
13:2-23.7(a)7 | containers of | |||||
alcoholic beverages | ||||||
without a permit | ||||||
N.J.A.C. | GAMB3 | Gambling | 5 | 10 | 20 | |
13:2-23.7(a)5 | paraphernalia on the | |||||
licensed premises | ||||||
N.J.A.C. | GAMB4A | Non-criminal | 5 | 10 | 20 | |
13:2-23.7(a) | gambling activity on | |||||
the licensed premises | ||||||
N.J.A.C. | GAMB4B | Criminal gambling | 30 | 60 | 90 | Revocation |
13:2-23.7(a) | activity on the | |||||
licensed premises | ||||||
N.J.A.C. | GAMB5 | Unapproved video | 5 | 10 | 20 | |
13:2-23.7(a)6 | device on the licensed | |||||
premises | ||||||
N.J.A.C. | GAMB6 | Video or slot | 30 | 60 | 90 | Revocation |
13:2-23.7(a)4 | machine or other | |||||
gambling device | ||||||
playing for money or | ||||||
other valuable thing | ||||||
N.J.A.C. 13:2-23.7 | GAMB7A | Criminal gambling | 90 | Revocation | ||
activity on the | ||||||
licensed premises | ||||||
involving an employee | ||||||
N.J.A.C. 13:2-23.7 | GAMB7B | Criminal gambling | Revocation | |||
activity on the | ||||||
licensed premises | ||||||
involving a licensee | ||||||
N.J.A.C. 13:2-23.7 | GAMB7C | Non-criminal | 10 | 20 | 30 | Revocation |
gambling activity on | ||||||
the licensed premises | ||||||
involving an employee | ||||||
N.J.A.C. 13:2-23.7 | GAMB7D | Non-criminal | 10 | 20 | 30 | Revocation |
gambling activity on | ||||||
the licensed premises | ||||||
involving a licensee | ||||||
N.J.S.A. | HIND1 | Employee hindering | 30 | 60 | 90 | Revocation |
33:1-35 /N.J.A.C. | an investigation | |||||
13:2-23.30 | ||||||
N.J.S.A. | HIND2 | Licensee hindering | 45 | 90 | Revocation | |
33:1-35/N.J.A.C. | an investigation | |||||
13:2-23.30 | ||||||
13:2-38.1 | HRS1 | Sale of alcoholic | 10 | 20 | 30 | |
or 38.2 | beverages before or | |||||
after the legal hour | ||||||
or in violation of a | ||||||
municipal ordinance | ||||||
N.J.S.A. 33:1-31h | HRS2 | Presence of | 10 | 20 | 30 | |
and N.J.A.C. | non-employee(s) after | |||||
13:2-38.1 or 38.2 | the legal hour set by | |||||
a municipal ordinance | ||||||
N.J.A.C. 13:2-20 | INSIG | Alcoholic beverages | 1 | 5 | 10 | |
transported without a | ||||||
transit insignia | ||||||
N.J.A.C. | INV1 | Failure to have | 1 | 5 | 10 | |
13:2-20.4(b) or 23.32 | invoices available at | |||||
the licensed premises, | ||||||
but produced within | ||||||
seven business days of | ||||||
demand | ||||||
N.J.A.C. | INV2 | Failure to maintain | 30 | 60 | Revocation | |
13:2-20.4(b) or 23.32 | invoices or failure to | |||||
produce invoices | ||||||
within seven business | ||||||
days of demand | ||||||
N.J.A.C. | LEWD1 | Lewd activity on | 30 | 60 | 90 | Revocation |
13:2-23.6(a)1 | the licensed premises | |||||
N.J.A.C. | LEWD2 | Lewd activity with | 45 | 90 | Revocation | |
13:2-23.6(a)1 | audience participation | |||||
on the licensed | ||||||
premises | ||||||
N.J.A.C. | LEWD3 | Lewd material on | 10 | 20 | 30 | |
13:2-23.14 | the licensed premises | |||||
33:1-12 | MERC | Conducted other | 5 | 10 | 20 | |
mercantile business on | ||||||
the licensed premises | ||||||
N.J.S.A. | NARC1 | Narcotic activity | 45 | 90 | Revocation | |
33:2-23.5(b) | on the licensed | |||||
premises | ||||||
N.J.A.C. | NARC2 | Narcotic | 45 | 90 | Revocation | |
13:2-23.5(b) | paraphernalia on the | |||||
licensed premises | ||||||
N.J.A.C. | NARC3 | Narcotic activity | 90 | Revocation | ||
13:2-23.5(b) | on the licensed | |||||
premises involving an | ||||||
employee | ||||||
N.J.A.C. | NARC4 | Narcotic activity | Revocation | |||
13:2-23.5(b) | on the licensed | |||||
premises involving a | ||||||
licensee | ||||||
N.J.A.C. | NUIS1 | Licensed business | 10 | 20 | 30 | |
13:2-23.6(b) | conducted in such a | |||||
manner to become a | ||||||
nuisance (quality of | ||||||
life--noise, litter, | ||||||
urination, etc.) | ||||||
N.J.A.C. | NUIS2 | Licensed business | 30 | 60 | 90 | Revocation |
13:2-23.6(b) | conducted in such a | |||||
manner to become a | ||||||
nuisance (police | ||||||
intervention--public | ||||||
safety or rights being | ||||||
violated) | ||||||
N.J.S.A. | ORDIN | Violation of any | 10 | 20 | 30 | |
33:1-31 (h) | ordinance, resolution | |||||
or regulation of an | ||||||
issuing authority or | ||||||
governing body | ||||||
N.J.S.A. 33:1-31 | ORDER | Violation of an | 10 | 20 | 30 | |
order of the Director | ||||||
or of an issuing | ||||||
authority | ||||||
13:2-9.3 | POSS | Failure to maintain | Indefinite | Indefinite | Indefinite | Revocation |
continuing possession | suspension | suspension | suspension | |||
and exclusive control | + 10 | + 20 | + 30 | |||
of licensed premises | days | days | days | |||
N.J.A.C. | PP | Prohibited | 10 | 20 | 30 | |
13:2-23.16 | promotion | |||||
N.J.A.C. | PROHD | Accepted delivery | 5 | 10 | 20 | |
13:2-23.10 | from a non-licensed | |||||
carrier | ||||||
N.J.A.C. | PROHP | Purchased alcoholic | 10 | 20 | 30 | |
13:2-23.12(a) or (b) | beverages from a | |||||
prohibited source | ||||||
N.J.A.C. | PROHS | Sale of alcoholic | 10 | 20 | 30 | |
13:2-23.12(b) | beverages to a | |||||
prohibited receiver | ||||||
(retailer-retailer) | ||||||
N.J.A.C. | PULA | Sale to a person | 15 | 30 | 45 | Revocation |
13:2-23.1(a) | under the legal age, | |||||
but over the age of 18 | ||||||
N.J.A.C. | PULA/M | Sale to a person | 30 | 60 | 90 | Revocation |
13:2-23.1(a) | under the age of 18 | |||||
years | ||||||
N.J.A.C. | REBATE | Prohibited consumer | 5 | 10 | 20 | |
13:2-24.11 | rebate | |||||
N.J.A.C. | RET | Retailer | 30 | 60 | 90 | Revocation |
13:2-23.24 | received--parallel to | |||||
SOL3 | ||||||
33:1-11, | SBD1 | Sale of less than | 5 | 10 | 20 | |
2c | one hundred forty-four | |||||
fluid ounces of malt | ||||||
alcoholic beverages in | ||||||
original containers | ||||||
33:1-11, | SBD2 | Sale of "chilled" | 5 | 10 | 20 | |
2c | malt alcoholic | |||||
beverages | ||||||
33:1-12 | SCOPE | Sale or consumption | 10 | 20 | 30 | |
beyond the scope of | ||||||
the license | ||||||
N.J.S.A. | SOL1 | Solicitor offered | 15 | 30 | 45 | Revocation |
33:1-52 /N.J.A.C. | an order of alcoholic | |||||
13:2-16.11; N.J.A.C. | beverages for purchase | |||||
13:2-16.3; N.J.A.C. | or sale, other than | |||||
13:2-16.1 | allowed by law and the | |||||
license of employer | ||||||
and/or offered to sell | ||||||
or sold to, or | ||||||
received compensation | ||||||
based on purchases | ||||||
made by or sales made | ||||||
to, a retail license | ||||||
in which the | ||||||
solicitor's or another | ||||||
solicitor's immediate | ||||||
family has a direct or | ||||||
indirect interest. | ||||||
N.J.A.C. | SOL2 | Solicitor employed | 15 | 30 | 45 | Revocation |
13:2-16.12 | by or connected in | |||||
business capacity to a | ||||||
retail licensee | ||||||
N.J.A.C. | SOL3 | Solicitor offered a | 30 | 60 | 90 | Revocation |
13:2-16.11(b) | cash rebate, free | |||||
goods or other | ||||||
incentive not | ||||||
contained on Current | ||||||
Price List | ||||||
N.J.A.C. 13:2-16.3 | SOL4 | Solicitor held a | 15 | 30 | 45 | Revocation |
solicitor's permit | ||||||
and/or received | ||||||
compensation based | ||||||
upon sales to or | ||||||
purchases made by | ||||||
retail licenses but | ||||||
did not substantially | ||||||
perform the duties | ||||||
required of a | ||||||
solicitor as defined | ||||||
in N.J.A.C. | ||||||
13:2-16.3(e). | ||||||
N.J.S.A. | STAMP | Federal Tax Stamp | 1 | 3 | 5 | |
33:1-31 (e) | not available | |||||
N.J.A.C. | STOR1 | Storage of | 5 | 10 | 20 | |
13:2-23.21 | alcoholic beverages | |||||
off the licensed | ||||||
premises without a | ||||||
permit or not in a | ||||||
licensed warehouse | ||||||
N.J.A.C. | STOR2 | Storage of | 5 | 10 | 20 | |
13:2-23.21 | alcoholic beverages | |||||
for a time period | ||||||
exceeding 72 hours | ||||||
following receipt of a | ||||||
delivery for a fellow | ||||||
co-op member | ||||||
N.J.A.C. | SUSPV | Prohibited activity | 10 | 20 | 30 | |
13:2-23.27 | during license | |||||
suspension | ||||||
N.J.A.C. | TAP | Tap connected to a | 5 | 10 | 20 | |
13:2-23.22(a) | container of malt | |||||
alcoholic beverages | ||||||
not truly indicating | ||||||
name or brand | ||||||
N.J.S.A. | TAX | Knowing failure to | 15 | 30 | 60 | |
33:1-31(d) | pay taxes described in | |||||
N.J.S.A. 33:1-31 | ||||||
N.J.A.C. | TOX1 | Sale of alcoholic | 15 | 30 | 45 | Revocation |
13:2-23.1(b) | beverages to an | |||||
intoxicated patron | ||||||
N.J.A.C. | TOX2 | Licensee or | 15 | 30 | 45 | Revocation |
13:2-23.20 | employee working at | |||||
licensed premises | ||||||
while intoxicated | ||||||
N.J.A.C. | TRANS | Transporting | 10 | 20 | 30 | |
13:2-20.4(a) and | alcoholic beverages | |||||
13:2-20.3 | without proper | |||||
documents | ||||||
33:1-25 | UI1 | Undisclosed person, | 30 | 60 | 90 | Revocation |
not otherwise | ||||||
disqualified, with a | ||||||
beneficial interest in | ||||||
a liquor license or | ||||||
licensed business | ||||||
33:1-26 | UI2 | Person under the | Revocation | |||
age of 18 or | ||||||
criminally | ||||||
disqualified person | ||||||
with an undisclosed | ||||||
beneficial interest in | ||||||
a liquor license or | ||||||
licensed business | ||||||
N.J.S.A. | UI3 | Acquiring a | Revocation | |||
33:1-12.31 | beneficial interest in | |||||
more than two retail | ||||||
liquor licenses | ||||||
N.J.S.A. | UI4 | Solicitor with an | Revocation | |||
33:1-43 /N.J.A.C. | undisclosed business | |||||
13:2-16.12 | relationship to or a | |||||
beneficial interest in | ||||||
a retail license | ||||||
N.J.A.C. | UI5 | Police officer, | Revocation | |||
13:2-23.31 | peace officer, or any | |||||
other person whose | ||||||
power or duties | ||||||
include the | ||||||
enforcement of the | ||||||
alcoholic beverage law | ||||||
or regulations with an | ||||||
undisclosed beneficial | ||||||
interest in a liquor | ||||||
license | ||||||
N.J.S.A. 33:1-43 | UI6 | A brewery, winery, | Revocation | |||
distillery, rectifying | ||||||
and blending plant or | ||||||
wholesale licensee | ||||||
with an undisclosed | ||||||
interest in a retail | ||||||
liquor license | ||||||
N.J.A.C. | WHOL1 | Wholesaler | 30 | 60 | 90 | Revocation |
13:2-16.11 and 23.28 | responsible for | |||||
solicitor violating | ||||||
13:2-16.3 | ||||||
and/or 16.11 | ||||||
N.J.A.C. | WHOL2 | Wholesaler hired, | 30 | 60 | 90 | Revocation |
13:2-16.1 4 | as a solicitor, a | |||||
person whose immediate | ||||||
family member has a | ||||||
direct or indirect | ||||||
financial interest in | ||||||
a retail license, in | ||||||
violation of N.J.A.C. | ||||||
13:2-16.14 and/or | ||||||
wholesaler assigned a | ||||||
solicitor, whose | ||||||
immediate family | ||||||
member has a direct or | ||||||
indirect interest in a | ||||||
retail license to an | ||||||
account in which that | ||||||
solicitor's or any | ||||||
solicitor's family | ||||||
member has a direct or | ||||||
indirect interest in | ||||||
the retail license. | ||||||
N.J.A.C. | WHOL3 | Wholesaler paid | 30 | 60 | 90 | Revocation |
13:2-16.14 | commission to a | |||||
solicitor, whose | ||||||
immediate family | ||||||
member has a direct or | ||||||
indirect interest in a | ||||||
retail license, based | ||||||
upon sales made to or | ||||||
purchases made by a | ||||||
retail licensee in | ||||||
which the solicitor's | ||||||
or another solicitor's | ||||||
immediate family | ||||||
member has a direct or | ||||||
indirect interest. |
1 The description of the penalties in this schedule is not intended to provide a complete description of the violation. The governing standard is set forth in the referenced statute or regulation.
2 Number refers to days of license suspension.