New Jersey Administrative Code
Title 11 - INSURANCE
Chapter 2 - INSURANCE GROUP
Subchapter 9 - INSIDER TRADING OF DOMESTIC STOCK INSURANCE COMPANY EQUITY SECURITIES
Section 11:2-9.19 - Exemption from N.J.S.A 17:17B-3-certain securities

Universal Citation: NJ Admin Code 11:2-9.19
Current through Register Vol. 56, No. 24, December 18, 2024

Any security shall be exempt from the operation of N.J.S.A. 17:17B-3 to the extent necessary to render lawful under that section the execution by a broker of an order for an account in which he or she has no direct or indirect interest.

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