New Jersey Administrative Code
Title 10 - HUMAN SERVICES
Chapter 47 - STANDARDS FOR PRIVATE LICENSED FACILITIES FOR PERSONS WITH DEVELOPMENTAL DISABILITIES
Subchapter 3 - ADMINISTRATION
Appendix - APPENDIX

Universal Citation: NJ Admin Code
Current through Register Vol. 56, No. 6, March 18, 2024

APPENDIX
DDD CLASSIFICATION OF INCIDENT CATEGORIES
PrimaryReporting
Type CodeCategoryDHS Community Incident Category ListLevel
AB116ABUSEPhysical (alleged) -- to Service Recipient --A+
Major Injury
AB114ABUSEPhysical (alleged) -- to Service Recipient --A
Moderate Injury
AB112ABUSEPhysical (alleged) -- to Service Recipient --B
Minor Injury
AB110ABUSEPhysical (alleged) -- to Service Recipient --B
No Injury (Community only)
AB220ABUSEEmotional (DYFS & IA Only) SubstantiatedA+
AB210ABUSEEmotional (DYFS & IA Only) Risk ofA
AB310ABUSEVerbal/Psychological/Mistreatment (alleged)B
AB420ABUSESexual (alleged) -- to Service Recipient --A+
penetration/genital contact, oral sex
AB410ABUSESexual (alleged) -- to Service Recipient --A
all other forms of sexual contact or
situations
AS116ASSAULTPhysical -- SR to SR -- Major InjuryA
AS114ASSAULTPhysical -- SR to SR -- Moderate InjuryB
AS126ASSAULTPhysical -- SR to Staff -- Major InjuryA
AS124ASSAULTPhysical -- SR to Staff -- Moderate InjuryB
AS136ASSAULTPhysical -- SR to Other -- Major InjuryA
AS134ASSAULTPhysical -- SR to Other -- Moderate InjuryB
AS316ASSAULTPhysical -- Other to SR -- Major InjuryA
AS314ASSAULTPhysical -- Other to SR -- Moderate InjuryB
CR400CRIMINALSuspected or alleged; SR (on or off site)/A
ACTIVITYStaff or Other; on site and/or on duty,
considered to be potentially newsworthy and
not in violation of SR confidentiality.
(Community only)
DL010DANIELLE'SMedical emergency: life threatening situationA
LAW911 called
DL011DANIELLE'SMedical emergency: life threatening situationA
LAW911 not called. DDD/TBI only
DL020DANIELLE'SOther than medical: life threateningA
LAWsituation. 911 called
DL021DANIELLE'SOther than medical: life threateningA
LAWsituation. 911 not called
DT110DEATHExpected: due to medical condition, disabilityA
or end stage disease/illness
DT210DEATHUnexpected: Sudden [i.e. due to suspectedA+
choking, medical incident (suspected heart
attack)
DT310DEATHUnexpected: SuicideA+
DT320DEATHUnexpected: AccidentalA+
DT410DEATHUnexpected: Undetermined manner (This code toA+
be used for follow up/findings only)
EL110ELOPEMENTSR with KROL, IST, NGRI, Detainer, Megan'sA+
Law/Sex offender status (Also see Walkaway
category)
EL120ELOPEMENTSR from a designated screening center if notA
returned within 2 hours. (Community only)
EX110EXPLOITATIONof SR: Improper use of SR by staff.A
EX130EXPLOITATIONof SR: Improper use of SR's funds by staff,A
value is equal to or above $ 500 (Community
only)
EX140EXPLOITATIONof SR: Improper use of SR's funds by staff,B
value is below $ 500 or undetermined
(Community only)
IN116INJURYAccidental -- Service Recipient -- MajorA
IN114INJURYAccidental -- Service Recipient - ModerateB
IN216INJURYSelf-injurious behavior -- MajorA
IN214INJURYSelf-injurious behavior -- ModerateB
IN226INJURYPICA -- ingestion of foreign object afterA
PICA behavior has been identified resulting
in major injury
IN224INJURYPICA -- ingestion of foreign object afterB
PICA behavior has been identified resulting
in moderate injury
IN316INJURYUnknown origin: SR, MajorA
IN314INJURYUnknown origin: SR, ModerateB
IN426INJURYStaff: Work related: (not due to assault) --A
Major (i.e. broken bones)
IN436INJURYStaff, Non-work related [but occurring onA
campus/site] (not due to assault)-Major
IN516INJURYRestraint Related Major injuryA
IN514INJURYRestraint Related Moderate injuryB
IN510INJURYRestraint Related Minor injury (CommunityB
only)
MD110MEDICALDisease/Illness -- Single incident of diseaseB
that is reportable to DHSS.
MD120MEDICALDisease/Illness -- Outbreak of a communicableA
disease that impact on the operation of the
program.
MD220MEDICALMedication/Treatment Error -- Any deviationA
from prescribed orders that results in serious
effects requiring medical intervention
MD212MEDICALMedication/Treatment Error -- Any deviationB
from prescribed orders that has the potential
for serious effects as determined by a
qualified medical professional (i.e. --
doctor, pharmacist) (Community only)
NE216NEGLECTWith major injuryA
NE214NEGLECTWith moderate injuryB
NE212NEGLECTWith minor injuryB
NE213NEGLECTWith No injury (but incident resulted in riskB
to SR) Examples include but are not limited
to inadequate food, clothing or supervision.
(Community only)
OP310OPERATIONALEnvironmental incidents -- Spills, illegalA
dumping
OP430OPERATIONALFire -- Major event -- resulting in damageA+
which renders facility or part thereof,
unusable or resulting in any injuries to staff
or service recipients
OP420OPERATIONALFire -- Moderate event -- requiring outsideA
assistance to extinguish or contain
OP410OPERATIONALFire -- Minor event -- extinguished orB
contained using facility staff/Fire personnel
OP590OPERATIONALMedia interest: When no other incidentA+
category applies.
OP540OPERATIONALUnexpected Staff Shortages -- Which may poseA
a threat to life/safety or impact on facility
operations
OP530OPERATIONALPublic Safety Issues: Posing immediate threatA+
to life/safety (i.e. natural disaster, hostage
taking, terroristic threats)
OP520OPERATIONALMass Disturbances (i.e. riot) involving 5 orA+
more people (staff or SR)
OP510OPERATIONALOperational breakdown Any utility outage orA
loss of use of equipment which may cause a
threat to life or safety and impact on
facility operations
OP500OPERATIONALUnannounced/Unexpected site visit for anyB
purpose at a facility/school by any
regulatory/investigatory/inspection unit.
Examples: CMS, DOH, JCAHO, DEP, Public
Advocate, Child Advocate, DOJ, Prosecutor's
Office or similar agency/office.
OP745OPERATIONALLoss: SR(s) funds or property valueB
(individual or aggregate) over $ 200.
(Community only)
OP740OPERATIONALTheft: SR(s) funds or property valueA
(individual or aggregate) over $ 200.
(Community only)
RE111RESTRAINTRestraint implemented on a SR without anB
USEorder or approved behavior plan or in
violation of an approved plan. (Community
only)
RE120RESTRAINTRestraint to remove SR from harm. (CommunityB
USEonly)
RG210RIGHTSAlleged act challenged by legal or advocacyA
VIOLATIONgroup
RG110RIGHTSAlleged act not challengedB
VIOLATION
SA200SEXUALInvolving SR as Victim or Perp With orA+
ASSAULTWithout Injury
SX110SEXUALSR to SR (nonconsensual)B
ASSAULT
SX120SEXUALSR to Staff or OtherB
ASSAULT
SX310SEXUALOther to SRA
ASSAULT
SX400SEXUALInappropriate Sexual Conduct (i.e. exposingB
ASSAULTone's self to another, public masturbation)
No physical contact with another person but
occurring in a public setting.
SU116SUICIDEResulting in major injuryA+
ATTEMPT
SU114SUICIDEResulting in moderate injuryB
ATTEMPT
SU113SUICIDEResulting in minor injury (Community only)B
ATTEMPT
WK410WALKAWAYSR Dangerous to self or others (violence) butA+
[No Criminalno criminal status
Status]
WK320WALKAWAYSR at risk due to disability (medical orA
[No Criminalcognitive) [i.e. may need medication such
Status]as insulin] or due to extreme weather or
environmental conditions
WK310WALKAWAYSR at risk due to age (18 or younger) or 60+A
[No Criminal
Status]
EE110ERROR CODECommunity Incident report entered in errorB
(Community only)

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