Current through Register No. 40, October 3, 2024
(a) The department
shall investigate any complaint that meets the following conditions:
(1) The alleged violation(s) occurred not
more than 6 months prior to the date the department was made aware of the
allegation(s);
(2) The complaint is
based upon the complainants' first-hand knowledge regarding the allegations or
on information reported directly to the complainant by a person who has
first-hand knowledge regarding the allegation(s); or
(3) There is sufficient, specific information
for the department to determine that the allegation(s), if proven to be true,
would constitute a violation of any of the provisions of RSA 151 or He-P
824.
(b) When
practicable, the complaint shall be in writing and contain the following
information:
(1) The name and address of the
HH, or the alleged unlicensed individual or entity;
(2) The name, address, and telephone number
of the complainant; and
(3) A
description of the situation that supports the complaint and the alleged
violation(s) of RSA 151 or He-P 824.
(c) Investigations shall include all
techniques and methods for gathering information which are appropriate to the
circumstances of the complaint, including, but not limited to:
(1) Requests for additional information from
the complainant or the facility;
(2) A physical inspection of the
premises;
(3) Review of any
relevant records; and
(4)
Interviews with individuals who might have information that is relevant to the
investigation.
(d) For a
licensed HH, the department shall:
(1) Provide
written notification of the results of the investigation to the licensee along
with an inspection report if areas of non-compliance were found as a result of
the investigation;
(2) Notify any
other federal, state, or local agencies of suspected violations of their
statutes or rules based on the results of the investigation, as
appropriate;
(3) Notify the
licensee, in writing, and take no further action if the department determines
that the complaint is unfounded, under (a) above, or does not violate any
statutes or rules; and
(4) Require
the licensee to submit a POC in accordance with He-P 824.
(e) The following shall apply for the
unlicensed individual or entity:
(1) In
accordance with RSA
151:7-a, II, the department
shall provide written notification to the owner or person responsible that
includes:
a. The date of
investigation;
b. The reasons for
the investigation; and
c. Whether
or not the investigation resulted in a determination that the services being
provided require licensing under
RSA
151:2,
I(d);
(2) In accordance with
RSA
151:7-a, II, the owner or
person responsible shall be allowed 7 days from the date of receipt of the
notice required by (e)(1) above to submit a written response to the findings
prior to the department's issuance of a warning;
(3) In accordance with
RSA
151:7-a, I, the department
may issue a written warning, following an investigation conducted under
RSA
151:6 or an inspection under
RSA
151:6-a, to the owner or person responsible,
requiring compliance with RSA 151 and He-P 824;
(4) The warning in (e)(3) above, shall
include:
a. The time frame within which the
owner or person responsible shall comply with the directives of the
warning;
b. The final date by which
the action or actions requiring licensure must cease or by which an application
for licensure must be received by the department before the department
initiates any legal action available to it to cease the operation of the
facility; and
c. The right of the
owner or person responsible to appeal the warning under
RSA
151:7-a, III, which shall be
conducted in accordance with
RSA
151:8 and
RSA
541-A:30, III, as
applicable; and
(5) Any
person or entity who fails to comply after receiving a warning as described in
(e)(3) above shall be subject to an action by the department for injunctive
relief under RSA
151:17 and an administrative fine pursuant to
He-P
824.13.
(f) Complaint investigation files shall be
confidential in accordance with
RSA
151:13, and shall not be disclosed publicly,
but shall be released by the department on written request only:
(1) To the department of justice when
relevant to a specific investigation;
(2) To law enforcement when relevant to a
specific criminal investigation;
(3) When a court of competent jurisdiction
orders the department to release such information; or
(4) In connection with an adjudicative
proceeding relative to the licensee.
#5648, eff 6-25-93; ss by #7020, INTERIM, eff 6-23-99,
EXPIRED: 10-21-99
New. #9317, eff
11-8-08