Current through Register No. 40, October 3, 2024
(a) The department
shall investigate complaints that meet the following conditions:
(1) The alleged violation(s) occurred not
more than 6 months prior to the date the department was made aware of the
allegation(s);
(2) The complaint is
based upon the complainant's first-hand knowledge regarding the allegation(s)
or on information reported directly to the complainant by a person who has
first-hand knowledge regarding the allegation(s); and
(3) There is sufficient, specific information
for the department to determine that the allegation(s), if proven to be true,
would constitute a violation of any of the provisions of RSA 151 or He-P
819.
(b) When practicable
the complaint shall be in writing and contain the following information:
(1) The name and address of the CMA, or the
alleged unlicensed individual or entity;
(2) The name, address, and telephone number
of the complainant; and
(3) A
description of the situation that supports the complaint and the alleged
violation(s) of RSA 151 or He-P 819.
(c) Investigations shall include all
techniques and methods for gathering information, which are appropriate to the
circumstances of the complaint, including:
(1)
Requests for additional information from the complainant or the
licensee;
(2) A physical inspection
of the premises;
(3) Review of any
relevant records; and
(4)
Interviews with individuals who might have information that is relevant to the
investigation.
(d) For
the licensed CMA, the department shall:
(1)
Provide written notification of the results of the investigation to the
licensee along with an inspection report if areas of non-compliance were found
as a result of the investigation; and
(2) Notify any other federal, state, or local
agencies of suspected violations of their statutes or rules based on the
results of the investigation, as appropriate; and
(3) Notify the licensee in writing and take
no further action if the department determines that the complaint is unfounded,
under He-P 819, or does not violate any statutes, rules, or regulations;
and
(4) Require the licensee to
submit a POC in accordance with
He-P
819.12(c).
(e) The following shall apply for the
unlicensed individual or entity:
(1) The
department shall provide written notification to the owner or person
responsible that includes:
a. The date of
investigation;
b. The reasons for
the investigation; and
c. Whether
or not the investigation resulted in a determination that the services being
provided require licensing under
RSA
151:2,
I(e);
(2) In accordance with
RSA
151:7-a, II, the owner or
person responsible shall be allowed 7 days from the date of receipt of the
notice required by (e)(1) above to submit a written response to the findings
prior to the department's issuance of a warning;
(3) If the response described in (e)(2) is
not received within 7 days from the date of receipt of the notice described in
(e)(1) and in accordance with
RSA
151:7-a, I, the department
shall issue a written warning, following an investigation conducted under
RSA
151:6 or an inspection under
RSA
151:6-a, to the owner or person responsible,
requiring compliance with RSA 151 and He-P 819;
(4) The warning in (e)(3) above, shall
include:
a. The time frame within which the
owner or person responsible shall comply with the directives of the
warning;
b. The final date by which
the action or actions requiring licensure shall cease or by which an
application for licensure shall be received by the department before the
department initiates any legal action available to it to cease the operation of
the CMA; and
c. The right of the
owner or person responsible to appeal the warning under
RSA
151:7-a, III, which shall be
conducted in accordance with
RSA
151:8 and
RSA
541-A:30, III, as
applicable; and
(5) Any
person or entity who fails to comply after receiving a warning as described in
(e)(3) above shall be subject to an action by the department for injunctive
relief under RSA
151:17 and an administrative fine pursuant to
He-P
819.13.
(f) Complaint investigation files shall be
confidential in accordance with
RSA
151:13, and shall not be disclosed publicly
but shall be released by the department on written request only:
(1) To the department of justice when
relevant to a specific investigation;
(2) To law enforcement when relevant to a
specific criminal investigation;
(3) When a court of competent jurisdiction
orders the department to release such information; or
(4) In connection with any adjudicative
proceedings relative to the licensee.