Nevada Administrative Code
Chapter 90 - Securities
SECURITIES AGENTS
Transfer Agents
Section 90.3745 - Compliance with certain provisions of Conduct Rules

Universal Citation: NV Admin Code 90.3745
Current through December 31, 2024

Each licensed transfer agent shall comply with the provisions of Rules 4511 to 4515, inclusive, and 7440 of the Financial Industry Regulatory Authority Rules, as adopted by reference in NAC 90.321, whether or not the transfer agent is a member of the Financial Industry Regulatory Authority.

Added to NAC by Sec'y of State by R033-08, eff. 6-17-2008; A by R018-21A, eff. 6/2/2023

NRS 90.750

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