Nevada Administrative Code
Chapter 90 - Securities
ADMINISTRATION
Section 90.315 - Availability of forms

Universal Citation: NV Admin Code 90.315

Current through December 12, 2024

1. Except as otherwise provided in this section, any form referred to in this chapter that pertains to the registration of securities or the licensing of investment advisers may be obtained from the Internet website of the Securities and Exchange Commission.

2. The Small Company Offering Registration Form (Form U-7), the Uniform Investment Company Notice Filing (Form NF), the Uniform Application to Register Securities (Form U-1), the Uniform Consent to Service of Process (Form U-2), the Uniform Form of Corporate Resolution (Form U-2A), the Uniform Notice of Federal Crowdfunding Offering (Form U-CF) and the Regulation A -Tier 2 notice filing form may be obtained from:

(a) The Office of the Administrator; or

(b) The Internet website of the Office of the Secretary of State.

3. Any form pertaining to the licensing of broker-dealers and sales representatives and any form relating to branch offices may be obtained from the Internet website of the Financial Industry Regulatory Authority.

4. The forms prescribed and authorized by the Administrator for use in this State are:

(a) The Year End Securities Sales Report (Nevada Form 500-3).

(b) The Notice of Withdrawal of Registration (Nevada Form 500-12).

(c) The Claim of Exemption From Securities Registration (Nevada Form N-9).

(d) The Nevada Child Support Statement.

Any of these forms may be obtained from the Office of the Administrator or from the Internet website of the Secretary of State.

Added to NAC by Sec'y of State, eff. 4-22-88; A 10-16-89; 11-19-92; R016-02, 8-6-2002; R033-08, 6-17-2008; A by R018-21A, eff. 6/2/2023

NRS 90.750

Disclaimer: These regulations may not be the most recent version. Nevada may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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