Nevada Administrative Code
Chapter 703 - Public Utilities Commission of Nevada
APPLICATIONS FOR PRIVILEGES, RIGHTS AND AUTHORITY
Securities
Section 703.435 - Applications
Current through December 31, 2024
An application for an order of the Commission authorizing the issuance of a security or the assumption of an obligation pursuant to the provisions of NRS 704.322 to 704.328, inclusive, must contain the following data in the body of the application or as exhibits attached to it:
1. The amount and kind of stock or other security which the applicant desires to issue, the amount of bonds, notes or other evidence of indebtedness which the applicant desires to issue, with terms, rate of interest and whether and how to be secured, and the amount and description of the indebtedness which the applicant desires to assume. If the applicant wishes to issue preferred stock, the nature and extent of the preference must be indicated.
2. If the purpose for which the securities are to be issued is for:
3. A complete description of the obligation or liability to be assumed by the applicant as guarantor, endorser, surety or otherwise, the consideration to be received by the applicant and the reasons for the action.
4. If an applicant's capital stock or parent company's capital stock is listed on a national securities exchange as defined in the Securities Exchange Act of 1934, 15 U.S.C. § 78 c, a copy of the latest proxy statement sent to stockholders, if not previously filed with the Commission. An applicant whose capital stock is registered pursuant to 15 U.S.C. § 781 must include in the application a copy of the latest proxy statement sent to stockholders containing the information required by the rules of the Securities and Exchange Commission, unless that proxy statement has previously been furnished to the Commission.
5. Any other information that may be requested by the Commission.
Pub. Service Comm'n, Gen. Order 3 § 26.020, eff. 1-1-79
NRS 703.025, 704.210, 704.324