Nevada Administrative Code
Chapter 645H - Asset Management Companies and Asset Managers
STANDARDS OF PRACTICE
Miscellaneous Provisions
Section 645H.470 - Examination or audit of office; form; cooperation in examination of office or audit
Universal Citation: NV Admin Code 645H.470
Current through December 31, 2024
1. The Division may use a form of its design to conduct any examination or audit of the office of an asset management company or asset manager and require the qualified employee or asset manager or other employee in charge of the office to sign such a form.
2. An examination will include, without limitation:
(a) Verification of the address of the office;
(b) The system used in filing records;
(c) Organization and completeness of work files;
(d) Advertising; and
(e) The availability of current statutes and regulations at the office.
3. An asset management company or asset manager shall, upon demand, provide the Division with the documents and the permission necessary to complete fully the office examination or audit.
Added to NAC by Real Estate Div. by R147-12, eff. 6-3-2013
NRS 645H.290, 645H.310
Disclaimer: These regulations may not be the most recent version. Nevada may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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