Current through September 17, 2024
007.01
Show
Cause.
The appellant must show cause why the Department should not take the
proposed action.
007.02
Order of Hearing.
At the discretion of the hearing officer, the hearing may be conducted
in the following order:
007.02A
Call to Order. The hearing shall be
called to order by the hearing officer, who shall introduce him or herself,
enter appearances, and state the scope and purpose of the hearing. Any
preliminary motions, stipulations or agreed orders are entertained and may be
disposed of by the hearing officer.
007.02B
Opening
Statement. Each party may be required to make an opening
statement at the discretion of the hearing officer. Opening statements shall be
in the same order as the presentation of evidence.
007.02C
Presentation of
Evidence. Documentary evidence may be marked, and where
appropriate, may be offered by either party, prior to the taking of any
testimony.
007.02C1
Order. Evidence will be received in the
following order:
007.02C1a Evidence is
presented by the appellant;
007.02C1b Evidence is presented by the
Department;
007.02C1c Rebuttal
evidence is presented by the appellant; and
007.02C1d Surrebuttal evidence is presented
by the respondent.
007.02C2
Witnesses. With regard to each witness
who testifies, the following examination may be conducted:
007.02C2a Direct examination conducted by the
party who calls the witness;
007.02C2b Cross examination by the opposing
party;
007.02C2c Any Redirect as
necessary; and
007.02C2d Any
Recross as necessary.
007.02D
Closing
Argument. After the evidence is presented, at the
discretion of the hearing officer, each party may have the opportunity to make
a closing argument. Closing argument shall be made in the same order as the
presentation of evidence. The hearing officer may request that the parties
present briefs in lieu of closing arguments. The hearing officer shall specify
the date such briefs shall be received by the Department.
007.03
Evidence.
The hearing shall be conducted informally unless a party requests the
rules of evidence pursuant to
007.02B.
007.03A In contested cases, the Department or
hearing officer may admit and give probative effect to evidence which possesses
probative value commonly accepted by reasonable prudent persons in the conduct
of their affairs and may exclude incompetent, irrelevant, immaterial and unduly
repetitious evidence.
007.03B
Formal Hearings. Any party to a formal
hearing before the Department, from which a decision may be appealed to the
courts of this state, may request that the Department be bound by the rules of
evidence applicable in district court by delivering to the Department at least
three (3) days prior to the holding of the hearing, a written request for the
rules of evidence. Such request shall include the requesting party's agreement
to be liable for the payment of costs incurred thereby, and upon any appeal or
review thereof, including the cost of court reporting services which the
requesting party shall procure for the hearing.
007.03C Documentary evidence may be received
in the form of copies or excerpts or incorporated by reference.
007.03D All evidence including records and
documents in the possession of the Department of which it desires to avail
itself shall be offered and made a part of the record in the case. No factual
information or evidence other than the record shall be considered in the
determination of the case.
007.03E
A hearing officer or designee may administer oaths and issue subpoenas in
accordance with the rules of civil procedure except as may otherwise be
prescribed by law. Subpoenas and orders issued under this subsection may be
enforced by the district court.
007.03F The Department shall recognize and
give effect to the rules of privilege recognized by law.
007.03G The Department may take official
notice of cognizable facts and in addition may take official notice of general,
technical, or scientific facts within its specialized knowledge and the rules
and regulations adopted and promulgated by such agency.
007.03G1 Parties shall be notified either
before or during the hearing or by reference in preliminary reports or
otherwise of materials so noticed.
007.03G2 Parties shall be afforded an
opportunity to contest facts so noticed.
007.03G3 The record shall contain a written
record of everything officially noticed.
007.03H The Department may utilize its
experience, technical competence and specialized knowledge in the evaluation of
the evidence presented to it.
007.04
Conducting the
Hearing by Electronic Means.
The hearing officer may conduct all or part of the hearing by
telephone, television, or other electronic means if each participant in the
hearing has an opportunity to participate in, to hear, and if technically
feasible, to see the entire proceeding while it is taking place. When a hearing
is conducted electronically:
007.04A
Department's Exhibits. The Department
shall serve the appellant with a copy of the official exhibits in its casefile
by facsimile transmission or by mailing them to the address of the appellant or
his or her representative. Each exhibit shall be premarked for ease of
identification; and
007.04B
Appellant's Exhibits. Any exhibits the
appellant wishes to offer in addition to the Department's exhibits shall be
submitted to and received by the Department no later than five (5) days prior
to the date of the hearing. If such exhibits are not both filed and received by
the Department within the time specified, such exhibits will not be admitted
unless substantial injustice will result.
007.05
Official
Record.
007.05A
Transcripts. The Department shall prepare
an official record, which shall include testimony and exhibits, in each
contested case, but it shall not be necessary to transcribe the record of the
proceedings unless requested for purpose of rehearing or appeal, in which event
the transcript and record shall be furnished by the agency upon request and
tender of the cost of preparation.
007.05B
Official
Record. The Department shall maintain an official record of
each contested case under the Administrative Procedure Act for at least four
(4) years following the date of the final order.
007.05B1 The Department shall tape record
each informal hearing to be available for the preparation of a transcript upon
the appellant's request pursuant to
007.04A.
007.05B2 In the case of a formal hearing, the
court reporter shall keep the record at hearing pursuant to
007.02B which
shall be made available for preparation of a transcript pursuant to
007.04A.
007.05C
Contents
of Record. The agency record shall consist of the
following:
007.05C1 Notices of all
proceedings.
007.05C2 Any
pleadings, motions, requests, preliminary or intermediate rulings and orders,
and similar correspondence to or from the Department pertaining to the
contested case;
007.05C3 The record
of the hearing before the Department, including all exhibits and evidence
introduced during such hearing, a statement of matters officially noticed by
the Department during the proceeding, and all proffers of proof and objections
and rulings thereon; and
007.05C4
The final order.
007.05D
Ex Parte Communications. As provided in
section 002.03 of these rules and regulations, the hearing officer or agency
head, or employee who is or may reasonably be expected to be involved in the
decision making process of the contested case who receives or who makes or
knowingly causes to be made an ex parte communication as set forth in that
subsection shall make the appropriate filings which shall be included in the
official record of the contested case.
007.05E Except to the extent that the
Administrative Procedure Act or another statute provides otherwise, the agency
record shall constitute the exclusive basis for agency action in contested
cases under the act and for judicial review thereof.
007.06
Costs.
All costs of a formal hearing shall be paid by the party or parties
against whom a final decision is rendered.