Current through September 17, 2024
005.01
GRANTING UNESCORTED ACCESS AUTHORIZATION. Requirements
for granting unescorted access authorization are:
(A) Licensees must implement the requirements
of 180 NAC
24-004 through
24-010 for granting initial or
reinstated unescorted access authorization; and
(B) Individuals who have been determined to
be trustworthy and reliable must also complete the security training required
by 180 NAC 24-012.03 before being allowed unescorted access to category 1 or
category 2 quantities of radioactive material.
005.02
REVIEWING
OFFICIALS.
005.02(A)
TRUSTWORTHINESS AND RELIABILITY DETERMINATIONS.
Reviewing officials are the only individuals who may make trustworthiness and
reliability determinations that allow individuals to have unescorted access to
category 1 or category 2 quantities of radioactive materials possessed by the
licensee.
005.02(B)
REVIEWING OFFICIAL APPOINTMENT. Each licensee must
name one or more individuals to be reviewing officials. After completing the
background investigation on the reviewing official, the licensee must provide
under oath or affirmation, a certification that the reviewing official is
deemed trustworthy and reliable by the licensee. Provide oath or affirmation
certifications to the Department, ATTN: Radioactive Materials Program. The
fingerprints of the named reviewing official must be taken by a law enforcement
agency, Federal or State agencies that provide fingerprinting services to the
public, or commercial fingerprinting services authorized by a State to take
fingerprints. The licensee must recertify that the reviewing official is deemed
trustworthy and reliable every ten years in accordance with 180 NAC
24-006.03.
005.02(C)
UNESCORTED ACCESS. Reviewing officials must be
permitted to have unescorted access to category 1 or category 2 quantities of
radioactive materials or access to safeguards information or safeguards
information-modified handling, if the licensee possesses safeguards information
or safeguards information-modified handling.
005.02(D)
LIMITATION. Reviewing officials cannot approve other
individuals to act as reviewing officials.
005.02(E)
EXCEPTION.
A reviewing official does not need to undergo a new background investigation
before being named by the licensee as the reviewing official if:
(i) The individual has undergone a background
investigation that included fingerprinting and an FBI criminal history records
check and has been determined to be trustworthy and reliable by the licensee;
or
(ii) The individual is subject to
a category listed in 180 NAC 24-008.01.
005.03
INFORMED
CONSENT. Licensees may not initiate a background investigation
without the informed and signed consent of the subject individual.
005.03(A)
CONSENT.
Consent must include authorization to share personal information with other
individuals or organizations as necessary to complete the background
investigation. Before a final adverse determination, the licensee must provide
the individual with an opportunity to correct any inaccurate or incomplete
information developed during the background investigation. Licensees do not
need to obtain signed consent from those individuals that meet the requirements
of 180 NAC 24-006.02. A signed consent must be obtained prior to any
reinvestigation.
005.03(B)
CONSENT WITHDRAWL. The subject individual may withdraw
their consent at any time. Licensees must inform the individual that:
(i) If an individual withdraws their consent,
the licensee may not initiate any elements of the background investigation that
were not in progress at the time the individual withdrew their consent;
and
(ii) The withdrawal of consent
for the background investigation is sufficient cause for denial or termination
of unescorted access authorization.
005.04
PERSONAL HISTORY
DISCLOSURE. Any individual applying for unescorted access
authorization must disclose the personal history information required by the
licensee's access authorization program for the reviewing official to make a
determination of the individual's trustworthiness and reliability. Refusal to
provide, or the falsification of, any personal history information, required by
180 NAC 24.004 through
24-010 is sufficient cause for denial
or termination of unescorted access.
005.05
DETERMINATION
BASIS. Requirements for making a determination for unescorted
access are:
(A) The reviewing official must
determine whether to permit, deny, unfavorably terminate, maintain, or
administratively withdraw an individual's unescorted access authorization based
on an evaluation of all of the information collected to meet the requirements
of 180 NAC
24-004 through
24-010;
(B) The reviewing official may not permit any
individual to have unescorted access until the reviewing official has evaluated
all of the information collected to meet the requirements of 180 NAC
24-004 through
24-010 and determined that the
individual is trustworthy and reliable. The reviewing official may deny
unescorted access to any individual based on information obtained at any time
during the background investigation;
(C) The licensee must document the basis for
concluding whether or not there is reasonable assurance that an individual is
trustworthy and reliable;
(D) The
reviewing official may terminate or administratively withdraw an individual's
unescorted access authorization based on information obtained after the
background investigation has been completed and the individual granted
unescorted access authorization; and
(E) Licensees must maintain a list of persons
currently approved for unescorted access authorization. When a licensee
determines that a person no longer requires unescorted access or meets the
access authorization requirement, the licensee must remove the person from the
approved list as soon as possible, but no later than seven working days, and
take prompt measures to ensure that the individual is unable to have unescorted
access to the material.
005.06
PROCEDURES.
Licensees must develop, implement, and maintain written procedures for
implementing the access authorization program. The procedures must:
(A) Include provisions for the notification
of individuals who are denied unescorted access;
(B) Include provisions for the review, at the
request of the affected individual, of a denial or termination of unescorted
access authorization; and
(C)
Contain a provision to ensure that the individual is informed of the grounds
for the denial or termination of unescorted access authorization and allow the
individual an opportunity to provide additional relevant information.
005.07
RIGHT TO
CORRECT AND COMPLETE INFORMATION.
005.07(A)
NOTIFICATION OF
RIGHTS. Prior to any final adverse determination, licensees must
provide each individual subject to 180 NAC
24-004 through
24-010 with the right to complete,
correct, and explain information obtained as a result of the licensee's
background investigation. Confirmation of receipt by the individual of this
notification must be maintained by the licensee for a period of one year from
the date of the notification.
005.07(B)
CHALLENGE PROCEDURE
INITIATION. If, after reviewing his or her criminal history
record, an individual believes that it is incorrect or incomplete in any
respect and wishes to change, correct, update, or explain anything in the
record, the individual may initiate challenge procedures. These procedures
include direct application by the individual challenging the record to the law
enforcement agency that contributed the questioned information or a direct
challenge as to the accuracy or completeness of any entry on the criminal
history record to the Federal Bureau of Investigation, Criminal Justice
Information Services (CJIS) Division, ATTN: SCU, Mod. D-2, 1000 Custer Hollow
Road, Clarksburg, WV 26306 as set forth in
28 CFR 16.30
through
16.34.
In the latter case, the FBI will forward the challenge to the agency that
submitted the data, and will request that the agency verify or correct the
challenged entry. Upon receipt of an official communication directly from the
agency that contributed the original information, the FBI Identification
Division makes any changes necessary in accordance with the information
supplied by that agency. Licensees must provide at least ten days for an
individual to initiate action to challenge the results of an FBI criminal
history records check after the record being made available for their review.
The licensee may make a final adverse determination based upon the criminal
history records only after receipt of the FBI's confirmation or correction of
the record.
005.08
RECORDS. The licensee must retain:
(A) Documentation regarding the
trustworthiness and reliability of individual employees for three years from
the date the individual no longer requires unescorted access to category 1 or
category 2 quantities of radioactive material.
(B) A copy of the current access
authorization program procedures as a record for three years after the
procedure is no longer needed. If any portion of the procedure is superseded,
the licensee must retain the superseded material for three years after the
record is superseded.
(C) The list
of persons approved for unescorted access authorization for three years after
the list is superseded or replaced.