Missouri Code of State Regulations
Title 6 - DEPARTMENT OF HIGHER EDUCATION AND WORKFORCE DEVELOPMENT
Division 10 - Commissioner of Higher Education
Chapter 12 - Interstate Reciprocity
Section 6 CSR 10-12.010 - State Authorization Reciprocity Agreement
Universal Citation: 6 MO Code of State Regs 10-12.010
Current through Register Vol. 49, No. 18, September 16, 2024
PURPOSE: This amendment updates the rule to correspond to the new procedures required by the State Authorization Reciprocity Agreement.
(1) Definitions.
(A) "Accredited" means holding
institutional accreditation by name as a U.S.-based institution from an
accreditor recognized by the U.S. Department of Education and whose scope of
recognition includes distance education.
(B) "Approve" or "Approval" in the context of
an institutional application to operate under State Authorization Reciprocity
Agreement (SARA) means a written statement by a home state that an institution
meets the standards required by SARA and is eligible to operate under
SARA.
(C) "Authorized" means
holding a current valid charter, license, or other written document issued by a
state, the federal government, or a recognized Indian tribe, granting the named
entity the authority to issue degrees and operate within a state or
jurisdiction as a postsecondary institution.
(D) "Charter" means a document bearing the
word Charter issued by proper governmental authority that names a college or
university as a degree-granting institution authorized to operate under the
laws of the issuing jurisdiction.
(E) "Clinical" means a supervised field
experience through which students earn academic credit through observation,
treatment, and interaction with actual patients.
(F) "Complaint" means a formal assertion in
writing that the terms of this agreement, or of laws, standards, or regulations
incorporated by this agreement, are being violated by a person, institution,
state, agency, or other organization or entity operating under the terms of
this agreement.
(G) "C-RAC
Guidelines" or "Council of Regional Accrediting Commissions (C-RAC)" refers to
the Interregional Guidelines for the Evaluation of Distance Education Programs
(Online Learning) for best practices in postsecondary distance education
developed by leading practitioners of distance education and adopted by the
C-RAC.
(H) "Credits" means numeric
descriptors of completion of academic work applicable toward a degree,
including the Carnegie unit system and competency units.
(I) "Degree" means an award conferred at the
associate level or higher by an institution as official recognition for the
successful completion of a program of studies.
(J) "Distance education" means instruction
offered by any means where the student and faculty member are in separate
physical locations. It includes, but is not limited to, online, interactive
video, or correspondence courses or programs. To be eligible for delivery under
SARA policies, distance education must be offered under the oversight and
authority of a SARA member state from a facility location in a SARA member
state.
(K) "Faculty" means a
professional individual employed by or contracting with an institution
primarily to teach, conduct research, or provide related professional education
services.
(L) "Home state" means a
SARA-member state where the institution holds its legal domicile, state
authorization, and accreditation. To operate under SARA an institution must
have a single home state.
(M) "Host
state" means a member state in which an institution operates under the terms of
SARA, other than the home state.
(N) "Hybrid" means an educational program or
course that includes both face-to-face and distance education. Also known by
the name "blended" and, sometimes, other terms.
(O) "Institution" means a degree-granting,
postsecondary entity holding recognized accreditation for purposes of
participation in SARA.
(P)
"Internship" means a supervised field experience through which students earn
academic credit and practical experience through training, observation, and
interaction with employees and customers in an ongoing organizational or
business setting. The term "internship" may be interchangeable with
"externship" based on state or institutional definitions.
(Q) "Member state" means any state, district,
or territory that has joined a SARA agreement through a regional
compact.
(R) "NC-SARA" is the
National Council for State Authorization Reciprocity Agreements, which exists
to coordinate the SARA work of the regional compacts, member states, and
participating institutions to maximize the efficiency of the SARA
initiative.
(S) "Non-degree award"
means a formal postsecondary award that does not carry the designation of
associate degree or higher.
(T)
"Operate" means activities conducted by an institution in support of offering
distance education degree or non-degree courses or programs in a state,
including, but not limited to, instruction, marketing, recruiting, tutoring,
field experiences, and other student support services.
(U) "Physical presence" means a measure by which a
state defines the status of an educational institution's presence within the
state. A SARA-participating institution's program meeting one (1) or more of
the criteria for physical presence must meet the non-SARA requirements to
operate legally in the state of Missouri.
1.
Physical presence includes-
A. A physical
location for groups of more than ten (10) students to receive synchronous or
asynchronous instruction;
B. A
requirement for students to meet in a location for instructional purposes more
than twice per quarter or semester for a total of more than six (6) contact or
clock hours;
C. Administrative
office spaces for instructional and non-instructional staff;
D. A physical site on behalf of an
institution from which prospective students may receive information regarding
enrollment or students may receive support services;
E. Short courses or seminars that require
more than twenty (20) contact hours in a six-month period; or
F. A mailing address or phone exchange within
the state.
2. An
institution is not considered to have a physical presence and therefore
eligible for purposes of participation in SARA if it only-
A. Advertises via print, billboard, mail, or
electronic media;
B. Offers courses
of programs on military bases and enrollment is restricted to federal employees
and their family members;
C.
Maintains a server, router, or similar device in a facility that otherwise
would not constitute a physical presence;
D. Employs faculty or other academic
personnel who reside in the state;
E. Holds proctored exams at a Missouri
location on behalf of the institution;
F. Recruits for a distance education
program;
G. Participates in a
consortia agreement to offer academic programs among SARA institutions and
approved by each participating institution;
H. Has a contractual arrangement with the
home or host state; or
I. Offers
students educational field experiences or limited supervised field experiences
in Missouri. Field experiences originating from campus-based programs are
considered distance education for the purposes of participation in SARA if they
place no more than ten (10) students from an academic program simultaneously at
one (1) clinical or practicum site.
(V) "Portal agency" or "portal entity" means the
single agency designated by each SARA member state to serve as the interstate
point of contact for SARA questions, complaints, and other communications. The
Missouri Department of Higher Education and Workforce Development is the portal
agency for the state of Missouri.
(W) "Regional compact" means the New England Board of
Higher Education, Midwestern Higher Education Compact, Southern Regional
Education Board, or Western Interstate Commission for Higher Education. The
Midwestern Higher Education Compact is the regional compact to which Missouri
is a signatory.
(X) "SARA" means
the State Authorization Reciprocity Agreement, which is an agreement among
member states, districts, and territories that establishes comparable national
standards for interstate offering of postsecondary distance education courses
and programs.
(Y) "State" means
any state, commonwealth, district, or organized territory of the United
States.
(Z) "Supervised field
experience" means a student learning experience under the oversight of a
supervisor, mentor, faculty member, or other qualified professional, located in
the host state, who has a direct or indirect reporting responsibility to the
institution where the student is enrolled, whether or not credit is granted.
Examples include practica, student teaching, or internships. Independent
off-campus study by individual students not engaged in a supervised field
experience does not constitute a physical presence of a postsecondary
institution in a SARA member state.
(AA) "Unified Agreement" or "Unified State
Authorization Reciprocity Agreement" means the document adopted by the four
regional compacts and affirmed by NC-SARA on December 1, 2015. The Unified
Agreement is the foundational basis for the operation of
SARA.
(2) Responsibilities of the Missouri Department of Higher Education and Workforce Development (DHEWD).
(A) Consistent with
Midwest State Authorization Reciprocity Agreement (M-SARA) requirements, DHEWD
shall-
1. Serve as the primary point of
contact for Missouri institutions participating in SARA for any issues that may
arise between the institution and other SARA member states or SARA
participating schools;
2. Serve as
the point of contact for all other SARA member states and their agencies for
questions about SARA within Missouri;
3. Determine whether a Missouri institution
is eligible for participation in SARA, and lead any investigations regarding
whether an institution is in compliance with SARA policies; and
4. Serve as the contact point for complaints
about any institutions in the state that are operating under SARA.
(B) DHEWD will require each
Missouri applicant institution to apply for state approval.
(C) DHEWD will review applications for
renewal of approval to participate in SARA prior to expiration of current
approval.
(D) DHEWD may recommend,
and the Coordinating Board for Higher Education (CBHE) may approve, an annual
fee schedule that provides sufficient funds to cover the administrative costs
for oversight of SARA.
(E) DHEWD
will verify institutional accreditation by an accrediting body recognized by
the U.S. Department of Education. Such accreditation is considered by DHEWD to
be sufficient initial evidence of academic quality for approving institutions
for participation in SARA.
(F)
DHEWD will accept applications from accredited degree-granting institutions of
all sectors. DHEWD will not accept institutions for participation that are
pre-accredited or in a candidacy status.
(G) For non-public institutions participating
in Title IV, DHEWD will accept a USDE-calculated institutional federal
financial responsibility rating of 1.5 or above as sufficient evidence of
financial stability to qualify for participation in SARA.
(H) In the event an institution does not
participate in federal Title IV financial aid, and therefore has no federal
financial responsibility rating, DHEWD will accept a calculation of this rating
from the institution's most recently completed financial statements by a
certified, independent accountant in order to evaluate the institution to
participate in SARA.
1. For an institution
with a financial responsibility rating of 1.0 to 1.4, but meeting all other
criteria, DHEWD will consider the institution for participation in SARA if the
institution provides one (1) of the following:
A. A performance bond or irrevocable letter
of credit in an amount equivalent to the unearned tuition of SARA students;
or
B. Evidence and commitment of
sufficient financial resources available to the institution to meet the above
requirement.
2. DHEWD
will not consider an initial or renewal application for participation in SARA
from an institution with a financial responsibility rating less than
1.0.
(I) In the event of
an unanticipated closure or natural disaster impacting a campus, DHEWD will
work with the institution to develop and approve a plan for the protection of
student records. All Missouri institutions participating in SARA must agree to
provide a comprehensive plan for providing students with opportunities to
complete their education program and for preservation of student records upon
request from the DHEWD.
(J)
Institutions denied initial or renewal participation in SARA shall have thirty
(30) days after receipt of the denial to send a written appeal to the
Commissioner of Higher Education identifying the areas on non-compliance by the
department with Missouri regulations and/or SARA policies. In the event the
denial is upheld, the institution may appeal the denial within thirty (30)
calendar days to the Midwestern Higher Education Compact SARA Regional Steering
Committee. The decision of the Steering Committee will be final.
(3) Institutional Responsibilities.
(A) Missouri institutions
seeking participation in SARA must hold proper authorization from Missouri to
offer postsecondary education, hold institutional accreditation from an
accrediting association recognized by the U.S. Department of Education, and
maintain minimally accepted financial responsibility scores.
(B) Any Missouri institution operating under
SARA that offers courses or programs potentially leading to professional
licensure must satisfy all SARA policies and all federal requirements for
disclosures. Missouri institutions must inform all students and potential
students enrolled or seeking enrollment in such programs as to whether such
offerings actually meet licensing requirements in the state in which the
student is located. A dated email dedicated solely to this purpose and sent to
the student's best known email address meets the state requirement. The
institution should use other means to notify the student if needed. DHEWD may
require institutions to provide documentation of such notification. Loss of
SARA eligibility of the course or program offered will result for failure to
provide proper notice in one (1) of the two (2) ways listed below:
1. The institution will notify the applicant
or student in writing that the institution has determined the course or program
meets the requirements for professional licensure in the state where the
applicant or student is located; or
2. The institution will notify the applicant
or student in writing that the institution cannot confirm the course or program
meets requirements for professional licensure in the state in which the student
is located. The institution must provide the student with current contact
information for any applicable licensing boards and advise the student to
determine whether the program meets requirements for licensure in the state
where the student is located. Such contact information may include, but is not
limited to, the current, active website of the applicable licensing
board.
(C) In order to
maintain approval, an institution must agree to-
1. Abide by the C-RAC Guidelines;
2. Be responsible for the actions of any
third-party providers used by the institution to engage in operations under
SARA;
3. Notify DHEWD of any
negative changes to its accreditation status or financial stability;
4. Provide data necessary to monitor SARA
activities, as determined by DHEWD;
5. Submit annual participation fees as
appropriate to National Council for State Authorization Reciprocity Agreements
(NC-SARA) and DHEWD;
6. Make the
institution and the department's complaint resolution policies readily
available to applicants and students for coursework under SARA provisions.
Readily available in this context means published as part of the institution's
catalog or student handbook and/or published on the institution's
website;
7. Work with DHEWD to
resolve any complaints arising from its students in SARA states and to abide by
decisions of DHEWD. Complaints must follow the institution's customary
resolution procedure prior to being referred to DHEWD. Under SARA, DHEWD will
not accept complaints more than two (2) years after the incident, complaints
regarding grade appeals, or appeals related to student conduct violations.
Complaints concerning criminal misconduct should be filed directly with local
law enforcement authorities. Complaints relating to violations of federal law
should be filed directly with the federal agency having jurisdiction over the
matter in question (e.g., complaints regarding federal financial aid should be
filed with the U.S. Department of Education); and
8. Agree, in cases where the institution
cannot fully deliver the instruction for which a student has contracted, to
provide a reasonable alternative, as determined by DHEWD, for delivering the
instruction or reasonable financial compensation, as determined by DHEWD, for
the education the student did not receive.
(4) Complaint Process.
(A) If DHEWD receives a complaint about a
Missouri institution relating to SARA, the complainant will be contacted by
DHEWD to determine if the complainant has exhausted the grievance process at
the institution.
(B) If the
institutional grievance process has been completed, DHEWD will notify the
complainant to submit a formal written complaint against the institution. If
the complainant has not utilized the institutional remedies available, the
individual will be directed to contact the institution to seek
resolution.
(C) The formal
complaint may be mailed or submitted electronically and must include supporting
materials as well as documentation verifying institutional remedies have been
exhausted.
(D) DHEWD will
investigate formal complaints of dishonest or fraudulent activity by the
state's SARA-participating institutions regarding violations of state
regulations, SARA policies, or any general purpose consumer protection laws in
the state. Complaints concerning criminal misconduct will be referred to local
law enforcement authorities. Complaints relating to violations of federal law
will be referred to the federal agency having jurisdiction over the matter in
question.
(E) Institutions will
provide a response to the complaint within ten (10) working days of official
notification by DHEWD.
(F) All
parties to the complaint will be notified of its resolution by mail. The
decision of the DHEWD is final.
(G)
DHEWD will keep a log of all formal complaints, record the date received, the
name of the complainant, the institution against which the complaint is made, a
brief description of the complaint, and the date and nature of its
disposition.
Disclaimer: These regulations may not be the most recent version. Missouri may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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