Current through Register Vol. 49, No. 18, September 16, 2024
(1) State
Licensure Requirements.
(A) This rule
incorporates by reference 42 CFR 484, Medicare Conditions of
Participation: Home Health Agencies, for Missouri
licensed home health agencies. Missouri licensed home health agencies shall
strictly meet the currently applicable Medicare Conditions of
Participation and surveys performed for state licensure will be
conducted per Medicare standards.
(B) Licensed home health agencies shall
provide dementia-specific training about Alzheimer's disease and related
dementias to their employees and those persons working as independent
contractors who provide direct care to or may have daily contact with
residents, patients, clients, or consumers with Alzheimer's disease or related
dementias.
1. The training required for
persons providing direct care shall address the following areas, at a minimum:
A. An overview of Alzheimer's disease and
related dementias;
B. Communicating
with persons with dementia;
C.
Behavior management;
D. Promoting
independence in activities of daily living; and
E. Understanding and dealing with family
issues.
2. Employees or
independent contractors who do not provide direct care for, but may have daily
contact with, persons with Alzheimer's disease or related dementias shall
receive dementia-specific training that includes, at a minimum:
A. An overview of Alzheimer's disease and
related dementias; and
B.
Communicating with persons with dementia.
3. Dementia-specific training about
Alzheimer's disease and related dementias shall be incorporated into
orientation for new employees with direct patient contact and independent
contractors with direct patient contact. The training shall be presented by an
instructor who is qualified by education, experience, and knowledge in the
current standards of practice regarding individuals with Alzheimer's disease
and other related dementias. The training shall be provided annually and
updated as needed.
(2) State Licensure Management.
(A) All licensed home health agencies shall
be licensed and shall conduct all their business in their legal name or in
their doing business as (d/b/a) name as properly registered with the secretary
of state.
(B) Initial Application
Procedure for Home Health Agencies.
1. The
applicant shall provide the Department of Health and Senior Services
(department) with a completed application for home health license, included
herein, copy of registration with secretary of state, a completed State
Disclosure of Ownership and Control Interest Statement form, included herein,
and sufficient evidence that the home health agency has established appropriate
policies and procedures for providing home health services according to
sections
197.400 to
197.478,
RSMo. The licensure fee must accompany the application and is
nonrefundable.
2. The applicant
shall establish a business location (not in a private residence) with
established business hours.
3. A
Medicare-certified home health agency of a bordering state, sharing a
reciprocal agreement with Missouri, wishing to serve Missouri residents, must
complete the application process for initial licensure and establish a business
location as described in 19 CSR 30-26.010(2)(B) 2. A valid Missouri license
must be maintained at all times in order for the home health agency to serve
Missouri residents. The area served in Missouri must be contiguous to the area
served by the agency in the bordering state.
(C) Annual Renewal Process.
1. A license shall be renewed annually upon
approval of the department when the following conditions have been met:
A. The application for renewal is accompanied
by a six hundred dollar ($600) nonrefundable license fee;
B. The home health agency is in compliance
with the requirements established under the provisions of sections
197.400 to
197.478,
RSMo, as evidenced by a survey inspection by the department. No license shall
be renewed unless the department has been able to verify compliance through
clinical record review and home visits. In lieu of department survey, such
survey as provided in section 197.415.4, RSMo;
C. The application is accompanied by a
statement of any changes in the information previously filed with the
department under section
197.410,
RSMo, and the effective date for that change from the information previously
filed; and
D. Proof of registration
with secretary of state's office in Missouri.
2. The agency shall submit the Application
for Home Health Agency License, included herein, and licensure fee prior to the
license expiration date. If the license fee is not paid by the expiration date,
the department may begin the revocation process.
(D) Change of Ownership. A license shall not
be transferable or assignable.
1. When a home
health agency is sold or ownership or management is transferred, or the
corporate legal organization status is substantially changed, the license of
the agency shall be voided and new license obtained.
2. The owner shall apply for a new license at
least ninety (90) calendar days prior to the effective date of sale, transfer,
or change in corporate status.
3.
The department may issue a temporary operating permit for the continuation of
the operation of the home health agency for a period of not more than ninety
(90) days pending the survey inspection and the final disposition of the
application.
(E)
Inspection Process.
1. The home health agency
management shall allow representatives of the department to survey the home
health agency to determine eligibility for licensing and/or renewal of license.
On-site surveys may be unannounced.
2. After completion of each department
survey, a written report of the findings with respect to compliance or
noncompliance with the provisions of sections
197.400 to
197.478,
RSMo, and the standards established thereunder, as well as a list of
deficiencies found shall be prepared.
A. A
copy of the deficiency list shall be sent to the home health agency within
fifteen (15) business days following the survey inspection.
B. The agency management or designee shall
have ten (10) calendar days following receipt of the written survey report to
provide the department with a written plan for correcting the cited
deficiencies.
C. Upon receipt of
the required plan of correction for achieving license compliance, the
department shall review the plan to determine the appropriateness of the
corrective action and respond to the agency. If the plan is not acceptable, the
department shall notify the management or designee and indicate the reasons why
the plan was not acceptable. A revised plan of correction shall be provided to
the department.
D. If an agency
does not acknowledge the deficiencies, the agency must, within ten (10)
calendar days, request in writing a resurvey by the department. If, after the
resurvey, the home health agency still does not agree with the findings of the
department, it may seek a review of the findings of the department by the
Administrative Hearing Commission. A copy of the letter requesting the review
must be sent to the department.
E.
Upon expiration of the completion date for correction of deficiencies specified
in the approved plan of correction, the department shall determine if the
required corrective measures have been acceptably accomplished. The department
shall document that the corrective action has been satisfactorily completed. If
the department finds the home health agency still fails to comply with sections
of 197.400 to 197.478, RSMo, the department may rewrite the deficiencies and
request another plan of correction or may take action to suspend or revoke the
license.
(F)
Refusal to Issue/Suspension/Revocation of License. The department shall refuse
to issue or shall suspend or shall revoke the license of any home health agency
for failure to comply with any provision of sections
197.400 to
197.478,
RSMo, or with any rule or standard of the department adopted under the
provisions of sections
197.400 to
197.478,
RSMo, or for obtaining the license by means of fraud, misrepresentation, or
concealment of material facts.
1. Any home
health agency which has been refused a license or which has had its license
revoked or suspended by the department may seek a review of the department's
action by the Administrative Hearing Commission. A copy of the letter
requesting the review must be sent to the department.
2. The department will not consider
application for home health licensure for a period of twelve (12) months after
revocation or denial of the agency's license.
(G) Voluntary Termination.
1. To voluntarily terminate a home health
agency license, the agency must submit to the department, in writing, on agency
letterhead the following information:
A. A
request for termination of their state license (include license
number);
B. State the effective
date of termination;
C. State
disposition of active caseload; and
D. Location of medical record
storage.
2. The agency
must enclose the original voided license with the voluntary termination
letter.
(H) Complaint
Procedure. The department may accept complaints by phone or in writing.
1. Any person wishing to make a complaint
against a home health agency licensed under the provisions of sections
197.400 to
197.478,
RSMo, may file the complaint in writing with the department setting forth the
details and facts supporting the complaints.
2. The department may also accept complaints
regarding a licensed home health agency by phone and may document that the
complaint was received.
3. The
nature of the complaint will determine if an investigation is appropriate or if
referral of the complaint to another agency is needed.
4. An on-site visit may be made by a
department representative and deficiencies may be written.
5. The process for documentation of
complaints will be determined by the department.
6. The agency must comply with paragraph
(2)(E)3. in response to deficiencies written as a result of a complaint
investigation.
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*Original authority: 197.445, RSMo 1983, amended 1993,
1995, 1997 and 660.050, RSMo 1984, amended 1988, 1992, 1993, 1994, 1995,
2001.