Missouri Code of State Regulations
Title 15 - ELECTED OFFICIALS
Division 30 - Secretary of State
Chapter 59 - Registration and Operations of Commodity Broker-Dealers and Sales Representatives
Section 15 CSR 30-59.030 - Fees
Universal Citation: 15 MO Code of State Regs 30-59.030
Current through Register Vol. 49, No. 18, September 16, 2024
PURPOSE: This rule prescribes policies and procedures for charging registration and other fees.
(1) All fees shall accompany the application or other filing to which they pertain.
(2) Fees shall be remitted by check, draft or money order (cash is not acceptable) payable to the Director of Revenue, State of Missouri, in accordance with the following:
(A) Registration of broker-dealers (section
409.850,
RSMo)
1. Initial Registration $100;
and
2. Renewal Registration $
75;
(B) Registration of
each branch office of a broker-dealer
1.
Initial Registration $ 50; and
2.
Renewal Registration $ 30;
(C) Registration of Sales Representatives
Both Initial and Renewal $15;
(D)
Copies of documents and records in the division, or reports relating to the
documents or records, certified upon request, may be provided for a charge of:
First Five (5) Pages 50[CENT]
Additional Pages 15[CENT]
Plus For Certification $1.50;
(sections 28.160 and 409.836, RSMo);
(E) Interpretative
opinions may be provided to interested persons for a charge of fifty dollars
($50) (section
409.836,
RSMo); and
(F) No refund of filing
fees shall be permitted in the instances of applications for registration of
broker-dealers and sales representatives even though the applications are
denied or withdrawn (section
409.850(5),
RSMo).
*Original authority: 409.836, RSMo 1985 and 409.850, RSMo 1985.
Disclaimer: These regulations may not be the most recent version. Missouri may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
This site is protected by reCAPTCHA and the Google
Privacy Policy and
Terms of Service apply.
