Missouri Code of State Regulations
Title 15 - ELECTED OFFICIALS
Division 30 - Secretary of State
Chapter 54 - Exemptions and Federal Covered Securities
Section 15 CSR 30-54.290 - Canadian-United States Cross-Border Trading Exemption
Universal Citation: 15 MO Code of State Regs 30-54.290
Current through Register Vol. 49, No. 6, March 15, 2024
PURPOSE: This rule prescribes transactions exempted pursuant to section 409.2-203, RSMo, for Canadians who are temporarily a resident in or visiting this state and persons in the state who are holders of or contributors to Canadian self-directed tax advantaged retirement accounts.
(1) Any offer or sale of a security effected by a Canadian broker-dealer exempted from broker-dealer registration pursuant to 15 CSR 30-51.180 is exempted from the securities registration requirements of section 409.3-301, RSMo.
*Original authority: 409.2-203, RSMo 2003; 409.6-605, RSMo 2003.
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