Missouri Code of State Regulations
Title 15 - ELECTED OFFICIALS
Division 30 - Secretary of State
Chapter 54 - Exemptions and Federal Covered Securities
Section 15 CSR 30-54.183 - Exemption for Reporting Company Securities
Universal Citation: 15 MO Code of State Regs 30-54.183
Current through Register Vol. 49, No. 18, September 16, 2024
PURPOSE: This rule prescribes the circumstances under which certain transactions in securities of reporting companies are exempted from the registration requirements of the Missouri Securities Act of 2003.
(1) The exemption specified in section 409.2-202(4) of the Missouri Securities Act of 2003 shall be available only when the reports filed under Section 13 of the Securities Exchange Act of 1934 have been on file for a period of not less than ninety (90) days prior to the transaction.
*Original authority: 409.2-202, RSMo 2003; 409.6-605, RSMo 2003.
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