Missouri Code of State Regulations
Title 15 - ELECTED OFFICIALS
Division 30 - Secretary of State
Chapter 54 - Exemptions and Federal Covered Securities
Section 15 CSR 30-54.120 - Mortgage-Note Exemption
Universal Citation: 15 MO Code of State Regs 30-54.120
Current through Register Vol. 49, No. 18, September 16, 2024
PURPOSE: This rule prescribes policies on the availability of the exemption of evidence of indebtedness and the related security documents offered or sold as a unit.
(1) The exemption specified in section 409.2-202(11) of the Missouri Securities Act of 2003 shall not be considered to extend to any transaction in a security in the nature of an investment contract or profit-sharing agreement.
*Original authority: 409.2-202, RSMo 2003; 409.6-605, RSMo 2003.
Disclaimer: These regulations may not be the most recent version. Missouri may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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