Missouri Code of State Regulations
Title 15 - ELECTED OFFICIALS
Division 30 - Secretary of State
Chapter 54 - Exemptions and Federal Covered Securities
Section 15 CSR 30-54.100 - Manual Exemption

Universal Citation: 15 MO Code of State Regs 30-54.100

Current through Register Vol. 49, No. 18, September 16, 2024

PURPOSE: This amendment updates recognized securities manuals and policies applicable to nonissuer distributions of securities of issuers reported in the manuals.

(1) For the purpose of the manual exemption (section 409.2-202(2)(D) of the Missouri Securities Act of 2003 (the Act)), "nationally recognized securities manual or its electronic equivalent" shall mean: Fitch Investors Service, Mergent's Investor Service, and OTC Markets Group Inc. with respect to securities included on the OTCQX or OTCQB markets.

(2) The exemption specified in section 409.2-202(2)(D) of the Act shall be available only when a recognized manual has contained the required information for a period of not less than ninety (90) days prior to the transaction.

*Original authority: 409.2-202, RSMo 2003; 409.6-605, RSMo 2003.

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