Missouri Code of State Regulations
Title 15 - ELECTED OFFICIALS
Division 30 - Secretary of State
Chapter 52 - Registration of Securities
Section 15 CSR 30-52.275 - Small Company Offering Registrations (formerly Missouri Issuer Registration)

Universal Citation: 15 MO Code of State Regs 30-52.275

Current through Register Vol. 49, No. 18, September 16, 2024

PURPOSE: This rule promotes uniformity with other states and facilitates capital formation for small business owners.

PUBLISHER'S NOTE: The secretary of state has determined that the publication of the entire text of the material which is incorporated by reference as a portion of this rule would be unduly cumbersome or expensive. Therefore, the material which is so incorporated is on file with the agency who filed this rule, and with the Office of the Secretary of State. Any interested person may view this material at either agency's headquarters or the same will be made available at the Office of the Secretary of State at a cost not to exceed actual cost of copy reproduction. The entire text of the rule is printed here. This note refers only to the incorporated by reference material.

(1) The commissioner of securities hereby incorporates by reference the North American Securities Administrators Association, Inc. (NASAA) Statement of Policy Regarding Small Company Offering Registrations (SCOR), as adopted by NASAA, 750 First Street, NE, Suite 1140, Washington, DC 20002, on April 28, 1996, and available at http://www.nasaa.org/industry-resources/corporation-finance/scor-overview/scor-statement-of-policy/. This rule does not incorporate any subsequent amendments or additions.

(2) A registration statement to register securities under SCOR shall contain the following:

(A) The form U-1 and accompanying documents (including subscription agreement);

(B) Two (2) copies of the prospectus, including financial statements;

(C) Copies of any documents filed with the U.S. Securities and Exchange Commission in connection with the registration statement;

(D) The filing fee and registration fee specified in 15 CSR 30-50.030; and

(E) Any additional information or documents requested by the Securities Division.

(3) Financial Statements. The financial statements for SCOR offerings shall comply with 15 CSR 30-52.025(3), but only need to be reviewed as determined under the NASAA Statement of Policy Regarding SCOR.

(4) The Securities Division may apply any rule contained in Chapter 52 to SCOR offerings.

Disclaimer: These regulations may not be the most recent version. Missouri may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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