Missouri Code of State Regulations
Title 15 - ELECTED OFFICIALS
Division 30 - Secretary of State
Chapter 51 - Broker-Dealers, Agents, Investment Advisers, and Investment Adviser Representatives
Section 15 CSR 30-51.070 - Minimum Net Worth Requirements for Investment Advisers
Universal Citation: 15 MO Code of State Regs 30-51.070
Current through Register Vol. 49, No. 6, March 15, 2024
PURPOSE: This amendment clarifies the applicable net worth requirements for investment advisers domiciled in other states.
(1) Every investment adviser shall have and maintain net worth (assets minus liabilities), to include all cash, securities, and tangible assets of not less than five thousand dollars ($5,000) except as provided in section (2) of this rule.
(2) An investment adviser domiciled in another state must only comply with the net worth requirement of its home state.
*Original authority: 409.4-411 , RSMo 2003; 409.6-605, RSMo 2003.
Disclaimer: These regulations may not be the most recent version. Missouri may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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