Mississippi Administrative Code
Title 13 - Gaming
Part 2 - LICENSING
Chapter 7 - HOLDING COMPANIES
Rule 13-2-7.1 - Escrow Of Securities
Universal Citation: MS Code of Rules 13-2-7.1
Current through September 24, 2024
If the Executive Director files a complaint for disciplinary action against any holding company, affiliated licensee, or officer, director or shareholder of any holding company or affiliated licensee, or calls any such person forward for a finding of suitability, the Commission may order that securities issued by a holding company or affiliated licensee be placed in escrow on specified terms and conditions during the pendency of the disciplinary or licensing proceeding. (Adopted: 09/25/1991.)
Miss. Code Ann. § 75-76-237
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