Minnesota Administrative Rules
Agency 144 - Health Department
Chapter 4740 - LABORATORIES; ACCREDITATION REQUIREMENTS
Part 4740.2093 - REQUIREMENTS FOR INSTRUMENT CALIBRATION
Universal Citation: MN Rules 4740.2093
Current through Register Vol. 49, No. 13, September 23, 2024
Subpart 1. Scope.
This part applies to all devices that are the actual test instrument used to quantify the test results.
Subp. 2. Requirements.
A. Equipment must be operated by trained
personnel. Up-to-date instructions on the use and maintenance of equipment,
including any relevant manuals provided by the manufacturer of the equipment,
must be readily available for use by the appropriate laboratory
personnel.
B. All equipment must be
properly maintained, including inspection, calibration, and cleaning.
Maintenance procedures must be documented. Calibration of balances, weights,
temperature recording devices, light sources, and detectors must be appropriate
to the required precision and accuracy of the method. Calibrations must be
performed at least annually and must be traceable to appropriate
standards.
C. Records must be
maintained for each major item of equipment, including software. The records
must include:
(1) the identity of the item of
equipment, including software;
(2)
the manufacturer's name, type identification, and serial number or other unique
identification;
(3) documentation
that equipment complies with the manufacturer's specification;
(4) the current location within the
laboratory;
(5) the manufacturer's
instructions, if available;
(6)
dates, results, and copies of reports and certificates of all calibrations,
adjustments, and acceptance criteria and the due date of the next
calibration;
(7) the maintenance
plan and maintenance carried out to date, documentation on all routine and
nonroutine maintenance activities, and reference material
verifications;
(8) any damage,
malfunction, modification, or repair to the equipment;
(9) date received and date placed in service
or the date on which its first use or repair was recorded; and
(10) if available, condition when received,
such as new, used, or reconditioned.
Subp. 3. Initial calibration.
A. Sufficient records must be retained to
permit reconstruction of the instrument calibration, such as calibration date,
approved method, instrument, analysis date, each analyte name, the manual or
electronic identification of the analyst performing the test, concentration and
response, calibration curve or response factor, or unique equation or
coefficient used to reduce instrument responses to concentration.
B. Sample results must be quantitated from
the most recent instrument calibration and may not be quantitated from any
instrument calibration verification unless otherwise allowed by permit,
program, or rule.
C. All instrument
calibrations must be verified with a standard obtained from a second source.
Traceability must be to a national standard, when available.
D. Criteria for the acceptance of an
instrument calibration must be established, such as correlation coefficient or
relative standard deviation. The criteria used must be appropriate to the
calibration technique employed and must be documented in the laboratory's
standard operating procedure.
E. If
allowed in the permit, program, or rule, results of samples outside of the
concentration range established by the calibration must be reported with
defined qualifiers, flags, or explanations estimating the quantitative
error.
F. The following must occur
for methods employing standardization with a zero point and a single point
calibration standard:
(1) before the analysis
of samples, the linear range of the instrument must be established by analyzing
a series of standards, one of which must encompass the single point
quantitation level;
(2) a zero
point and a single point calibration standard must be analyzed with each
analytical batch;
(3) a standard
corresponding to the reporting limit must be analyzed with each analytical
batch and must meet established acceptance criteria as specified under part
4740.2100, subpart 8;
(4) the
linearity must be verified at a frequency established by the method or the
manufacturer; and
(5) if a sample
within an analytical batch produces results above its associated single point
standard, then:
(a) a standard with a
concentration at or above the analyte concentration in a sample must be
analyzed and must meet established acceptance criteria for validating the
linearity;
(b) the sample must be
diluted such that the result falls below the single point calibration
concentration; or
(c) the data must
be reported with an appropriate data qualifier or an explanation in the test
report.
G. If
the instrument calibration results are outside established acceptance criteria,
corrective actions must be performed and all associated samples reanalyzed. If
reanalysis of the samples is not possible, data associated with an unacceptable
instrument calibration must be appropriately qualified on the test
report.
H. Calibration standards
must include concentrations at or below the limit specified in the permit,
program, or rule.
I. If an approved
method does not specify the number of calibration standards, the minimum number
is three, one of which must be at the reporting limit, not including blanks or
a zero standard, with the exception of instrument technology for which it has
been established by methodologies and procedures that a zero and a single point
standard are appropriate for calibrations. The laboratory must document in its
standard operating procedures how it determines the number of points required
for the instrument calibration employed, and the acceptance criteria for
calibration.
Subp. 4. Calibration verification.
A. When
an instrument calibration is not performed on the day of analysis, the
instrument calibration must be verified before analysis of samples by analyzing
a calibration standard with each batch.
B. If calibration verification is not
described in the approved method, a calibration verification must be repeated
at the beginning and end of each batch.
C. Sufficient raw data records must be
retained to permit reconstruction of the calibration verification, such as test
method; instrument; analysis date; each analyte name, concentration, and
response; calibration curve or response factor; or unique equations or
coefficients used to convert instrument responses into concentrations.
Calibration verification records must explicitly connect the verification data
to the instrument calibration.
D.
Criteria for the acceptance of a calibration verification must be established
and evaluated using the same technique used to evaluate the instrument
calibration.
E. If the calibration
verification results obtained are outside established acceptance criteria,
corrective actions must be performed. If routine corrective action procedures
fail to produce a second consecutive (immediate) calibration verification
within acceptance criteria, then the laboratory must either demonstrate
performance after corrective action with two consecutive successful calibration
verifications or perform a new instrument calibration. If the laboratory has
not demonstrated acceptable performance, sample analyses must not occur until a
new instrument calibration is established and verified. However, sample data
associated with an unacceptable calibration verification may be reported as
qualified data under the following special conditions:
(1) when the acceptance criteria for the
calibration verification are exceeded high (high bias) and all associated
samples contain analytes below the reporting limit, then those sample results
may be reported; and
(2) when the
acceptance criteria for the calibration verification are exceeded low (low
bias), the sample results may be reported if the concentration exceeds a
maximum regulatory limit as defined by the permit, program, or rule.
F. When allowed by permit,
program, or rule, verification procedures may result in a set of correction
factors. If correction factors are employed, the laboratory must have
procedures to ensure that copies of all data records, such as in computer
software, are correctly updated.
G.
Test equipment, including both hardware and software, must be safeguarded from
adjustments that would invalidate the test results.
Statutory Authority: MS s 144.97; 144.98
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