Minnesota Administrative Rules
Agency 120 - Commerce Department
Chapter 2876 - REGULATING SECURITIES
Part 2876.2021 - SINGLE ISSUE; INTEGRATION
Universal Citation: MN Rules 2876.2021
Current through Register Vol. 49, No. 13, September 23, 2024
The following factors should be considered in determining whether offers and sales are part of a "single issue" for purposes of the exemption contained in Minnesota Statutes, section 80A.46(14):
A. whether the offers and sales are part of a single plan of financing;
B. whether the offers and sales involve issuance of the same class of securities;
C. whether the offers and sales have been made at or about the same time;
D. whether the same type of consideration is being received; and
E. whether the offers and sales are made for the same general purpose.
Statutory Authority: MS s 45.023; 80A.82
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